Government of Saskatchewan Western Red Lilies
Financial Services Commission
   Securities Division

 
 Documents Published for Comment
National Instruments
Notice and Request for Comment - Proposed Repeal and Replacement of National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings

News Release

Notice and Request for Comment

Appendix A - Blacklined versions of the Proposed Materials showing changes to the March 2007 Proposed Materials

Appendix B - List of Commenters

Appendix C - Summary of Public Comments and CSA Responses on the March 2007 Proposed Materials

Appendix D - Amendment Instrument for Form 51-102F1 Management's Discussion and Analysis of NI51-102 Continuous Disclosure Obligations

proposed National Instrument 52-109 with proposed forms

proposed Companion Policy 52-109CP

 

Published April 18, 2008. Comment period expires June 18, 2008.
National Policy 12-203 Cease Trade Orders for Continuous Disclosure Defaults

News Release

Notice and Request for Comment

National Policy 12-203

 

Published on March 28, 2008 Comment period ends May 27, 2008
Notice and Request for Comment - proposed revocation and replacement of National Instrument 33-109 Registration Information,  Companion Policy 33-109CP and proposed amendments to National Instrument National Registration Database 31-102 and CP 31-102CP

Notice and Request for Comment

National Instrument 33-109 Registration Information

Form 33-109F1

Form 33-109F2

Form 33-109F3

Form 33-109F4

Form 33-109F5

Form 33-109F6

Form 33-109F7

Companion Policy 33-109CP

Amendments to National Instrument National Registration Database 31-102

Amendments to Companion Policy 31-102CP

 

Published on February 29, 2008 Comment period ends May 29, 2008
Notice and Request for Comment - revised proposed National Instrument 31-103 Registration Requirements, related consequential amendments and Companion Policy 31-103CP Registration Requirements

Press Release

Notice and Request for Comment (includes proposed consequential amendments)

National Instrument 31-103 Registration Requirements

Companion Policy 31-103CP Registration Requirements

Summary of Comments - received by June 30, 2007 

Published on February 29, 2008 Comment period ends May 29, 2008
Notice and Request for Comment - Proposed repeal and replacement of National Instrument 45-106 Prospectus and Registration Exemptions, related forms, Companion Policy 45-106CP and consequential amendments and proposed amendments to National Instrument 45-102 Resale of Securities, Form 45-102F1 and Companion Policy 45-102CP

Notice and Request for Comment

National Instrument 45-106 Prospectus and Registration Exemptions

Form 45-106F1 - Report of Exempt Distribution

Form 45-106F1 - Report of Exempt Distribution  - black-lined

Form 45-106F2 - Offering Memorandum for Non-Qualifying Issuers

Form 45-106F2 - Offering Memorandum for Non-Qualifying Issuers - black-lined

Form 45-106F3 - Offering Memorandum for Qualifying Issuers

Form 45-106F3 - Offering Memorandum for Qualifying Issuers - black-lined

Form 45-106F4 - Risk Acknowledgement

Form 45-106F5 - Risk Acknowledgement - Saskatchewan Close Personal Friends and Close Business Associates

Companion Policy 45-106CP

Companion Policy 45-106CP - black-lined

Amendments to National Instrument 45-102 Resale of Securities

National Instrument 45-102 Resale of Securities

National Instrument 45-102 Resale of Securities - black-lined

Amendments to Form 45-102F1 Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102

Amendments to Form 45-102F1 Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 - black-lined

Companion Policy 45-102CP Resale of Securities

Companion Policy 45-102CP Resale of Securities - black-lined

Consequential Amendments to NI 51-102

Published on February 29, 2008 Comment period ends May 29, 2008
Notice and Request for Comment - Proposed Repeal and Substitution of Form 51-102F6 Statement of Executive Compensation

News Release

Notice and Request for Comment

Appendix A - Summary of Public Comments and CSA Responses

Appendix B - Summary of Changes to the 2007 Proposal

Appendix C - Proposed Form 51-102F6

Appendix D - Proposed Amendment Instrument for NI 51-102 Continuous Disclosure Obligations and Form 51-102F5 Information Circular

Published on February 22, 2008 Comment period ends April 22, 2008

 

CSA Releases Concept Paper - International Financial Reporting Standards

News Release

CSA Concept Paper 52-402

 

February 13, 2008 April 13, 2008
National Instrument 23-102 Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services

Notice and Request for Comment

Appendix A - Summary of Comments and Responses

Appendix B - Cost Benefit Analysis

NI 23-102

Companion Policy to NI 23-102

 

January 11, 2008 April 10, 2008
Notice and Request for Comment for Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and  Companion Policy 51-102CP Continuous Disclosure Obligations and National Instrument 52-108 Auditor Oversight

Notice and Request for Comment

Appendix L - Proposed Amendments to NI 52-102  Continuous Disclosure Obligations

Appendix M - Proposed Amendments to Companion Policy 52-102CP  Continuous Disclosure Obligations

Appendix N - Proposed Amendments to National Instrument 52-108 Auditor Oversight

 

Published on October 12, 2007 Comment period ends January 11, 2008
Proposed Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds published for comment

News Release

Backgrounder

Proposed Framework 81-406

Appendix 1 - Fund Facts for mutual funds

Appendix 2 - Fund Facts for segregated funds

Appendix 3 - Key Facts for segregated funds

Appendix 4 - Investor research and other sources

Appendix 5 - Research Strategy Group Fund Facts Document Research Report

 

Published on June 15, 2007. Comment period ends on October 15, 2007.
Notice and Request for Comment - proposed amendments to National Instrument 81-106 Investment Fund Continuous Disclosure, Form 810106F1 and Companion Policy 81-106CP Investment Fund Continuous Disclosure and related amendments

CSA Notice and Appendix A - Summary of Amendments

Appendix B - NI 81-106 Amendment Instrument

Appendix C - Form 81-106F1 Amendment Instrument

Appendix D - Companion Policy 81-106CP Amendment Instrument

Appendix E - Form 81-101F2 Amendment Instrument

Appendix F - NI 81-102 Amendment Instrument

Appendix G - Companion Policy 81-102CP Amendment Instrument

Appendix H - NI 41-101 and Form 41-101F2 Amendment Instrument

Appendix I - Black-lined versions showing proposed amendments to NI 81-106, Form 81-106F1 and Companion Policy 81-106CP

Appendix J - Additional Information Required in Saskatchewan

 

Published on June 1, 2007 Comment period ends on August 31, 2007
Notice and Request for comment on proposed amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules

CSA News Release

Notice and Request for Comment

Amendments to NI 21-101, Companion Policy 21-101CP, NI 23-101 and Companion Policy 23-101CP

Cost-benefit Analysis of proposed amendments to NI 21-101 and NI 23-101

 

Published for comment on April 20, 2007 Comment period ends July 20, 2007
Notice an Request for Comment - proposed repeal and replacement of Multilateral Instrument 52-109, Forms 52-109F1, 52-109FT1, 52-109F2 and 52-019FT2 and Companion Policy 5-109CP Certification of Disclosure on Issuers' Annual and Interim Filings

CSA News Release

Notice and Request for Comment

Appendix A - Summary of Proposed Changes

Appendix B - List of Commenters

Appendix C - Summary of Comments

NI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings   (includes attached Forms 52-109F1, 52-109FMP1, 52-109FM1, 52-109F1-IPO/RTO, 52-109F1R,  52-109F1-AIF, 52-109F2, 52-109F2-IPO/RTO and 52-109F2R)

Companion Policy 52-109CP

Published for comment on March 30, 2007 Comment period ends on June 28, 2007
Notice and Request for Comment - proposed National Instrument 31-103 Registration Requirements and proposed amendments to Multilateral Instrument 33-109 Registration Information amending Form 31-109F1 and  Form 31-109F4 and adding Form 31-109F6

CSA News Release

Notice and Request for Comment

National Instrument 31-103 Registration Requirements

Companion Policy 31-103CP Registration Requirements

Form 31-109F1 - Notice of Termination

Form 31-109F4 - Application for Registration of Individuals and Permitted Individuals

Form 31-109F6 - Application for Registration as a Dealer, Adviser or Investment Fund Manager for Securities and/or Derivatives

Published for comment on February 20, 2007 Comment period ends on June 20, 2007
Notice and Request for Comment - proposed amendments to National Policy 41-201 Income Trusts and Other Indirect Offerings

Notice and Request for Comment

NP 41-201

 

Published for comment on January 5, 2007 Comment period ends on March 6, 2007
Request for Comment - Proposed amendments to National Instrument 55-101 Insider Reporting Exemptions. 

Notice - Request for Comment

Appendix A - amendments to National Instrument 55-101Insider Reporting Requirements

Appendix B - National Instrument 55-101 Insider Reporting Requirements - blacklined

Appendix C - Companion Policy 55-101CP - blacklined

Published on October 27, 2006 Comment period ends January 25, 2007.
Proposed National Instrument 23-102 Use of Client Brokerage Commissions as Payment for Order Execution Services or Research  ("Soft Dollar" Arrangements)

 Notice

Appendix A NI 23-102

NI 23-102

CP 23-102

Published on July 21, 2006 Comment period ends on October 19, 2006
CSA Discussion Paper 23-403 Trade Through Obligations

News Release

Discussion Paper

Published on July 22, 2005 Comment period ends on September 19, 2005
NI 81-107 Independent Review Committee for Investment Funds published for comment

News Release

NI 81-107

Notice

Appendix A - Summary of Comments

Appendix B - Decision Tree

Appendix C - Amendments to NI 81-101 Mutual Fund Prospectus Disclosure

Appendix D - Amendments to NI 81-102 Mutual Funds

Appendix E - Amendments to NI 81-106 Investment Fund Continuous Disclosure

Appendix F - Amendments to NI 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)

Appendix G - Amendments to NI 44-101 Short Form Prospectus Distributions

Appendix H - Amendments to MI 81-104 Commodity Pools

Published on May 27, 2005 Comment period ends on August 25, 2005
Consultation Paper 81-403 - Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
Consultation Paper

Legal Paper
Published on February 14, 2003 Comment period ends on April 30, 2003

Local Instruments

None    

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