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National Instruments |
Notice and Request for Comment -
Proposed Repeal and Replacement of National Instrument 52-109
Certification of Disclosure in Issuers' Annual and Interim Filings
News Release
Notice and Request for Comment
Appendix A - Blacklined versions of the Proposed Materials
showing changes to the March 2007 Proposed Materials
Appendix B - List of Commenters
Appendix C - Summary of Public Comments and CSA Responses on the
March 2007 Proposed Materials
Appendix D - Amendment Instrument for Form 51-102F1
Management's Discussion and Analysis of NI51-102
Continuous Disclosure Obligations
proposed National Instrument 52-109 with proposed forms
proposed Companion Policy 52-109CP
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Published April 18, 2008. |
Comment period expires June 18,
2008. |
National Policy 12-203 Cease
Trade Orders for Continuous Disclosure Defaults
News Release
Notice and Request for Comment
National Policy 12-203
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Published on March 28, 2008 |
Comment period ends May 27,
2008 |
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Notice and Request for Comment
- proposed revocation and replacement of National Instrument 33-109 Registration
Information, Companion Policy 33-109CP and
proposed amendments to National Instrument National
Registration Database 31-102 and CP 31-102CP
Notice and Request for Comment
National Instrument 33-109 Registration
Information
Form 33-109F1
Form 33-109F2
Form 33-109F3
Form 33-109F4
Form 33-109F5
Form 33-109F6
Form 33-109F7
Companion Policy 33-109CP
Amendments to National Instrument National Registration
Database 31-102
Amendments to Companion Policy 31-102CP
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Published on February 29, 2008 |
Comment period ends May 29,
2008 |
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Notice and Request for Comment
- revised proposed National Instrument 31-103 Registration
Requirements, related consequential amendments and Companion Policy 31-103CP Registration
Requirements
Press Release
Notice and Request for Comment (includes proposed consequential
amendments)
National Instrument 31-103 Registration Requirements
Companion Policy 31-103CP Registration
Requirements
Summary of Comments -
received by June 30, 2007
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Published on February 29, 2008 |
Comment period ends May 29,
2008 |
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Notice and Request for Comment
- Proposed repeal and replacement of National Instrument
45-106 Prospectus and Registration Exemptions,
related forms, Companion Policy 45-106CP and consequential
amendments and proposed amendments to National Instrument
45-102 Resale of Securities, Form 45-102F1 and
Companion Policy 45-102CP
Notice and Request for Comment
National Instrument 45-106 Prospectus and Registration
Exemptions
Form 45-106F1 - Report of Exempt Distribution
Form 45-106F1 - Report of Exempt Distribution -
black-lined
Form 45-106F2 - Offering Memorandum for Non-Qualifying
Issuers
Form 45-106F2 - Offering Memorandum for Non-Qualifying
Issuers - black-lined
Form 45-106F3 - Offering Memorandum for Qualifying
Issuers
Form 45-106F3 - Offering Memorandum for Qualifying
Issuers - black-lined
Form 45-106F4 - Risk Acknowledgement
Form 45-106F5 - Risk Acknowledgement - Saskatchewan
Close Personal Friends and Close Business Associates
Companion Policy 45-106CP
Companion Policy 45-106CP - black-lined
Amendments to National Instrument 45-102 Resale of
Securities
National Instrument 45-102 Resale of Securities
National Instrument 45-102 Resale of Securities -
black-lined
Amendments to Form 45-102F1 Notice of Intention to
Distribute Securities under Section 2.8 of NI 45-102
Amendments to Form 45-102F1 Notice of Intention to
Distribute Securities under Section 2.8 of NI 45-102 -
black-lined
Companion Policy 45-102CP Resale of Securities
Companion Policy 45-102CP Resale of Securities -
black-lined
Consequential Amendments to NI 51-102 |
Published on February 29, 2008 |
Comment period ends May 29,
2008 |
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Notice and Request for Comment
- Proposed Repeal and Substitution of Form 51-102F6
Statement of Executive Compensation
News Release
Notice and Request for Comment
Appendix A - Summary of Public Comments and CSA Responses
Appendix B - Summary of Changes to the 2007 Proposal
Appendix C - Proposed Form 51-102F6
Appendix D - Proposed Amendment Instrument for NI 51-102
Continuous Disclosure Obligations and Form 51-102F5
Information Circular |
Published on February 22, 2008 |
Comment period ends April 22,
2008 |
CSA Releases Concept Paper -
International Financial Reporting Standards
News Release
CSA Concept Paper 52-402
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February 13, 2008 |
April 13, 2008 |
National Instrument 23-102
Use of Client Brokerage Commissions as Payment for Order
Execution Services or Research Services
Notice and Request for Comment
Appendix A - Summary of Comments and Responses
Appendix B - Cost Benefit Analysis
NI 23-102
Companion Policy to NI
23-102
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January 11, 2008 |
April 10, 2008 |
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Notice and Request for Comment for
Proposed Amendments to National Instrument 51-102 Continuous
Disclosure Obligations and Companion Policy
51-102CP Continuous Disclosure Obligations and National
Instrument 52-108 Auditor Oversight
Notice and Request for Comment
Appendix L - Proposed Amendments to NI 52-102 Continuous
Disclosure Obligations
Appendix M - Proposed Amendments to Companion Policy 52-102CP Continuous
Disclosure Obligations
Appendix N - Proposed Amendments to National Instrument 52-108
Auditor Oversight
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Published on October 12, 2007 |
Comment period ends January 11,
2008 |
Proposed Framework 81-406 Point of
Sale Disclosure for Mutual Funds and Segregated Funds published
for comment
News Release
Backgrounder
Proposed Framework 81-406
Appendix 1 - Fund Facts for mutual funds
Appendix 2 - Fund Facts for segregated funds
Appendix 3 - Key Facts for segregated funds
Appendix 4 - Investor research and other sources
Appendix 5 - Research Strategy Group Fund Facts Document Research
Report
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Published on June 15, 2007. |
Comment period ends on October
15, 2007. |
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Notice and Request for Comment -
proposed amendments to National Instrument 81-106 Investment Fund
Continuous Disclosure, Form 810106F1 and Companion Policy
81-106CP Investment Fund Continuous Disclosure and related
amendments
CSA Notice and Appendix A - Summary of Amendments
Appendix B - NI 81-106 Amendment Instrument
Appendix C - Form 81-106F1 Amendment Instrument
Appendix D - Companion Policy 81-106CP Amendment Instrument
Appendix E - Form 81-101F2 Amendment Instrument
Appendix F - NI 81-102 Amendment Instrument
Appendix G - Companion Policy 81-102CP Amendment Instrument
Appendix H - NI 41-101 and Form 41-101F2 Amendment Instrument
Appendix I - Black-lined versions
showing proposed amendments to
NI 81-106,
Form 81-106F1 and
Companion Policy 81-106CP
Appendix J - Additional Information Required in Saskatchewan
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Published on June 1, 2007 |
Comment period ends on August
31, 2007 |
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Notice and Request for comment on
proposed amendments to National Instrument 21-101 Marketplace
Operation and National Instrument 23-101 Trading Rules
CSA News Release
Notice and Request for Comment
Amendments to NI 21-101, Companion Policy 21-101CP, NI 23-101 and
Companion Policy 23-101CP
Cost-benefit Analysis of proposed amendments to NI 21-101 and NI
23-101
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Published for comment on April
20, 2007 |
Comment period ends July 20,
2007 |
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Notice an Request for Comment - proposed
repeal and replacement of Multilateral Instrument 52-109, Forms
52-109F1, 52-109FT1, 52-109F2 and 52-019FT2 and Companion Policy
5-109CP Certification of Disclosure on Issuers' Annual and
Interim Filings
CSA News
Release
Notice and Request for Comment
Appendix A - Summary of Proposed
Changes
Appendix B - List of Commenters
Appendix C - Summary of Comments
NI 52-109 Certification of
Disclosure in Issuers' Annual and Interim Filings
(includes attached Forms 52-109F1, 52-109FMP1, 52-109FM1,
52-109F1-IPO/RTO, 52-109F1R, 52-109F1-AIF, 52-109F2,
52-109F2-IPO/RTO and 52-109F2R)
Companion Policy 52-109CP
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Published for comment on March
30, 2007 |
Comment period ends on June 28,
2007 |
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Notice and Request for Comment -
proposed National Instrument 31-103 Registration Requirements
and proposed amendments to Multilateral Instrument 33-109
Registration Information amending Form 31-109F1 and Form
31-109F4 and adding Form 31-109F6
CSA News
Release
Notice and Request for Comment
National Instrument 31-103 Registration Requirements
Companion Policy
31-103CP Registration Requirements
Form 31-109F1 - Notice of Termination
Form 31-109F4 - Application for Registration of Individuals and
Permitted Individuals
Form
31-109F6 - Application for Registration as a Dealer, Adviser or
Investment Fund Manager for Securities and/or Derivatives
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Published for comment on
February 20, 2007 |
Comment period ends on June 20,
2007 |
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Notice and Request for Comment -
proposed amendments to National Policy 41-201 Income Trusts and
Other Indirect Offerings
Notice and Request for Comment
NP 41-201
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Published for comment on
January 5, 2007 |
Comment period ends on March 6,
2007 |
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Request for Comment - Proposed
amendments to National Instrument 55-101 Insider Reporting
Exemptions.
Notice - Request for Comment
Appendix A - amendments to National Instrument 55-101Insider
Reporting Requirements
Appendix B - National Instrument 55-101 Insider Reporting
Requirements - blacklined
Appendix C - Companion Policy 55-101CP - blacklined
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Published on October 27, 2006 |
Comment period ends January 25,
2007. |
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Proposed National Instrument 23-102 Use of Client Brokerage
Commissions as Payment for Order Execution Services or Research
("Soft Dollar" Arrangements)
Notice
Appendix A
NI 23-102
NI 23-102
CP
23-102
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Published on July 21, 2006
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Comment period ends on October
19, 2006 |
CSA Discussion Paper 23-403 Trade
Through Obligations
News Release
Discussion Paper
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Published on July 22, 2005 |
Comment period ends on September 19, 2005 |
NI 81-107
Independent Review Committee for Investment Funds
published for comment
News Release
NI 81-107
Notice
Appendix
A - Summary of Comments
Appendix
B - Decision Tree
Appendix
C - Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
Appendix
D - Amendments to NI 81-102 Mutual Funds
Appendix
E - Amendments to NI 81-106 Investment Fund Continuous
Disclosure
Appendix
F - Amendments to NI 13-101 System for Electronic Document
Analysis and Retrieval (SEDAR)
Appendix
G - Amendments to NI 44-101 Short Form Prospectus Distributions
Appendix
H - Amendments to MI 81-104 Commodity Pools
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Published on May 27, 2005 |
Comment period ends on August 25, 2005 |
Consultation Paper 81-403 -
Rethinking Point of Sale Disclosure for Segregated Funds
and Mutual Funds
Consultation Paper
Legal Paper |
Published on
February 14, 2003 |
Comment period ends on April
30, 2003 |
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Local Instruments |
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None |
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