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LP 12-601 Applications to the Saskatchewan Financial
Services Commission
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In effect May 3, 1990.
Amended November 10, 2004
Amended March 17, 2008.
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Sets out the procedure for applications to the Commission for exemptions, waivers and approvals. |
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LP 12-602 Procedure of Hearings and Reviews before
the Commission |
In effect December 6, 1990.
Amended February 16, 1996, July 11, 2003, May
12, 2005, April 13, 2006, July 1, 2007 and April
14, 2008 |
Sets out the procedure
the Commission follows during hearings and reviews. |
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LP 34-601 Procedure
When Individual Registrants Become in Financial
Difficulty |
In effect Feb 3, 1994.
Amended November 10, 2004.
Amended October 6, 2005. |
Sets out the procedure registrants or applicants must follow when they are in
financial difficulty. |
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LP 43-201 Unconscionable
Consideration - Promoters |
In effect Feb 22, 1988.
Amended March 17, 2008. |
Sets out how the Commission interprets clause 70(2)(b) of the Act. |
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LP 51-601
Reporting Issuers in Default |
In effect December 14, 2006.
Amended effective July 1,
2007 |
Outlines how the Commission
determines whether a reporting issuer is in default.
Also outlines how to access the Commission's list of
reporting issuers to determine if a reporting issuer is
in default. |
