Regulatory Instruments  by Subject Matter

TABLE OF CONTENTS

PART 9 - DERIVATIVES
Trades in Derivatives
91-904	General Exemption Order	Trades in Government Warrants	In effect June 11, 1990.	Exempts trades in specified Government Warrants from the registration and prospectus requirements on certain conditions.
91-905	General Exemption Order	Certain Interests in Government Securities	In effect November 7, 1988.	Exempts trades in certain interest in government securities from the registration and prospectus requirements on certain conditions.
91-906	General Exemption Order	Strip Bonds	June 6, 2002 Amended November 7, 2007	Exempts trades in strip bonds from the registration and prospectus requirements provided that first-time purchasers are given a disclosure document that contains specified information and is approved by the Director.

TOP OF PAGE