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PART 6 -
TAKE-OVER BIDS AND SPECIAL TRANSACTIONS |
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Special Transactions |
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61-301 |
CSA Staff Notice |
Staff Guidance on the Practice of "Mini-Tenders" |
In effect December 10, 1999. |
Sets out CSA staff's views on mini-tenders. |
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TOP OF PAGE Take-over Bids |
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62-103 |
National Instrument |
Early Warning System & Related Take-over Bid & Insider Reporting Issues
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In effect nationally Mar 15, 2000. In Saskatchewan Apr 19, 2000.
Amended March 30, 2004.
Amended September 14, 2005. Consolidated to February
1, 2008.
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Provides exemptions from the early warning requirements, the insider reporting requirement, and related provision to certain institutional investors that have a "passive intent" with respect to their ownership or control of securities of
reporting issuers. |
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62-104 |
Multilateral Instrument
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Take-Over Bids and Issuer Bids
Form 62-104F1 Take-Over Bid Circular
Form 62-104F2 Issuer Bid Circular
Form 62-104F3 Directors' Circular
Form 62-104F4 Director's or Officer's Circular
Form 62-104F5 Notice of Change or Notice of Variation |
In effect February 21, 2008. |
Sets out requirements for
take-over bids and issuer bids. |
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62-203 |
National Policy |
Take-Over Bids and Issuer Bids |
In effect February 1, 2008 |
Provides guidance about MI
62-104 |
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62-201 |
National Policy |
Bids Made Only in Certain Jurisdictions |
In effect August 4, 1997. |
States that where a take-over bid or issuer bid is not made to security holders of the target company in one or more jurisdictions, the securities regulatory authority in the jurisdictions in which the bid is made may issue cease trade orders in respect of
the bid. |
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62-202 |
National Policy |
Take-over Bids - Defensive Tactics |
In effect August 4, 1997. |
States the view of the CSA on take-over bid defensive tactics. Indicates that securities regulatory authorities will take appropriate action if they become aware of defensive tactics that are likely to deny or limit the ability of shareholders to respond
to a take-over bid or competing bid. |
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62-203 |
National Policy |
Take-Over Bids and Issuer Bids |
In effect February 1, 2008 |
Contains explanations and
discussions of Multilateral Instrument 62-104 Take-Over
Bids and Issuer Bids, Part XX - Take-Over Bids and
Issuer Bids of the Securities Act (Ontario) and
Ontario Securities Commission Rule 62-504 Take-Over Bids
and Issuer Bids. |
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62-303 |
CSA Staff Notice |
Identifying
the Offeror in a Take-over Bid |
In effect August 8, 2003 |
Provides staff's views on who
is the offeror in a take-over bid when a company, income
trust or other entity uses an acquisition entity,
subsidiary or other affiliate to make the bid. |
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62-304 |
CSA Staff Notice |
Conditions in financing
arrangements for take-over bids and issuer bids |
In effect September 2, 2005 |
Sets out the CSA staff position
regarding acceptability of conditions in financing
arrangements for take-over bids and issuer bids. |
