Regulatory Instruments  by Subject Matter

TABLE OF CONTENTS

PART 4 - DISTRIBUTION REQUIREMENTS
Prospectus Contents - Non-Financial Matters
41-101	National Instrument	General Prospectus  Requirements Companion Policy	In effect March 17, 2008
		Form 41-101F1 Information Required in a Prospectus	In effect March 17, 2008
		Form 41-101F2 Information Required in an Investment Fund Prospectus Amendments to Form 41-101F2	In effect March 17, 2008   In effect September 8, 2008
41-201	National Policy	Income Trusts and Other Indirect Offerings         Amendments to NP 41-201	In effect December 3, 2004.  Repealed and replaced on July 6, 2007.         In effect December 31, 2007	Provides guidance and clarification to market participants about income trusts and other indirect offerings.  Expresses views of CSA about how the existing regulatory framework applies to non-corporate issuers and to indirect offerings.
41-304	CSA Staff Notice	Income trusts:  prospectus disclosure of distributable cash	In effect August 26, 2005	Provides guidance on the information that income trusts are expected to disclose in a prospectus about estimated distributable cash.
Prospectus Contents - Financial Matters
42-303	CSA Staff Notice	Prospectus Requirements	In effect March 12, 2004.  To be repealed March 17, 2008	Indicates that staff will recommend relief form certain prospectus rules that are not consistent with NI 51-102 or NI 52-107.
TOP OF PAGE Prospectus Filing Matters
43-101	National Instrument	Standards of Disclosure for Mineral Projects	In effect in Saskatchewan Mar 9, 2001.  Amended and restated December 30, 2005.	Regulate all disclosure that an issuer makes concerning mineral projects that is reasonably likely to made available to the public. Consolidates and expands National Policy Statements 2-A Guide for Engineers, Geologists and Prospectors Submitting Reports on Mining Properties to the Canadian Securities Administrators.
		Companion policy	Amended and restated December 30, 2005
		Form 43-101F1 Technical Report	December 30, 2005
		Frequently Asked Questions
43-302	CSA Staff Notice	Frequently Asked Questions on National Instrument 43-101 Standards of Disclosure for Mineral Projects	In effect October 19, 2001.  Amended February 8, 2002. Amended Jan 24, 2003	Sets out frequently asked questions and answers concerning National Instrument 43-101 Standards of Disclosure for Mineral Projects
43-306	CSA Staff Notice	Technical reports filed for prospectus offerings	In effect June 2, 2006	Sets out planned a change to  administrative practices related to:  1. public access to technical reports and related materials filed with preliminary prospectuses; and 2.  the technical materials an issuer must file before a member of the CSA will issue a receipt for a preliminary prospectus.
43-601	Local Policy Statement	Unconscionable Consideration - Promoters	In effect Feb 22, 1988. Amended March 17, 2008.	Sets out how the Commission interprets clause 70(2)(b) of the Act.
43-701	Saskatchewan Staff Notice	Capital Pool Companies	In effect May 31, 2000. Amended February 22, 2005. Amended September 19, 2007	Gives notice that companies may make offerings in Saskatchewan under TSX Venture Exchange's Capital Pool Company program.
43-901	General Exemption Order	Trade Unions Which Sponsor Labour Sponsored Venture Capital Corporations	In effect February 5, 1997.	Exempts trade unions which sponsor labour sponsored ventures capital offerings from signing the prospectus certificate on certain conditions.
TOP OF PAGE Alternative Forms of Prospectus
44-101	National Instrument	Short Form Prospectus Distributions           Amendments	In effect in Saskatchewan March 9, 2001.  Amended September 30, 2003.  Amended  March 30, 2004.  Amended January 4, 2005.  Amended December 30, 2005.  Amended December 29, 2006. Amended March 17, 2008.	Prescribes conditions for the use of a short form prospectus to distribute securities to the public.
44-101F1		Form 44-101F1	In effect December 30, 2005.
		Amendments to Form 44-101F1	In effect December 31, 2007.
		Amendments to Form 44-101F1	In effect March 17, 2008.
44-101CP	Companion Policy	Short Form Prospectus Distributions     Amendments to CP 44-101CP 44-101CP	In effect in Saskatchewan Mar 9, 2001.  Amended  March 30, 2004. Amended Jan 4, 2005.  Amended December 30, 2005. In effect December 31, 2007.  Restated and in effect March 17, 2008.	Companion Policy to National Instrument 44-101 Short Form Prospectus Distributions
44-102	National Instrument	Shelf Distributions             Amendments to NI 44-101	In effect in Saskatchewan Mar 9, 2001.  Amended December 30, 2005.         In effect March 17, 2008.	Regulates Canadian shelf prospectus distributions.  Reformulates and replaces National Policy Statement 44 Rules for Shelf Prospectus Offerings and for Pricing Offerings after the Final Prospectus is Receipted ("NP44")
44-102CP	Companion Policy	Shelf Distributions       Amendments to 44-102CP	In effect in Saskatchewan Mar 9, 2001.  Amended December 30, 2005.   In effect March 17, 2008.	Companion Policy to National Instrument 44-102 Shelf Distributions
44-103	National Instrument	Post-Receipt Pricing     Amendments to NI 44-103	In effect in Saskatchewan Mar 9, 2001.  Amended December 30, 2005.   In effect March 17, 2008.	Regulates the Canadian post-receipt pricing regime. Reformulates and replaces the provisions of NP44 relating to post-receipt pricing.
44-103CP	Companion Policy	Post-Receipt Pricing   Amendments to 44-103CP	In effect in Saskatchewan Mar 9, 2001.  Amended December 30, 2005. In effect March 17, 2008.	Companion Policy to National Instrument 44-103 Post-Receipt Pricing
44-301	CSA Staff Notice	Frequently Asked Questions Regarding the New Prospectus Rules	In effect March 15, 2002.  To be repealed March 17, 2008.	Sets out frequently asked questions and answers respecting: *  National Instrument (NI) 44-101 Short Form Prospectus Distributions, *  NI 44-102 Shelf Distributions, *  NI 44-103 Post-Receipt Pricing and *  OSC rule 41-501 General Prospectus Requirements.
44-302	CSA Staff Notice	Replacement of NI 44-101 Short Form Prospectus Distributions	In effect December 16, 2005	Sets out a list of issuers that have a current AIF as of Dec 9, 2005, and are deemed to have filed a qualification notice under new NI 44-10.1
44-303	CSA Staff Notice	Filing of Notice of Intent to be Qualified under NI 44-101 Short Form Prospectus Distributions	In effect March 10, 2006	Sets out how to file a Notice of Intent to be Qualified under NI 44-101 on SEDAR.
44-304	CSA Staff Notice	CSA Staff Notice 44-304 Linked Notes Distributed Under Shelf Prospectus System	In effect July 20, 2007	Provides guidance tot issuers that intend to qualify linked notes for distribution by way of a shelf prospectus.
TOP OF PAGE Prospectus Exempt Distributions
45-101	National Instrument	Rights Offerings       Amendment to Form 45-101F Amendments to Form 45-101F	In effect in Saskatchewan July 25, 2001.  Amended September 30, 2003.  Amended September 14, 2005. In effect December 31, 2007 In effect March 17, 2008	Sets out how an issuer may make a rights offering to sell additional securities of its own issue to holders of its securities.
45-101CP	Companion Policy	Rights Offerings	In effect in Saskatchewan July 25, 2001.  Amended September 30, 2003.	Companion Policy to National Instrument 45-101 Rights Offerings.
45-102	National  Instrument	Resale of Securities including Form 45-102F1	In effect Nov 30, 2001.  Amended September 30, 2003. Repealed and replaced on March 30, 2004. Amended Sept 14, 2005.	Implements uniform first trade restrictions for securities acquired under registration and prospectus exemptions.
45-102CP	Companion Policy	Resale of Securities	In effect Nov 30, 2001 Repealed and replaced March 30, 2004. Amended September 14, 2005.	Companion Policy to Multilateral Instrument 45-102 Resale of Securities
45-302	CSA Staff Notice	Frequently asked questions about the resale rules	In effect April 2, 2004	Answers frequently asked questions about NI 45-102
45-106	National Instrument	Prospectus and Registration Exemptions	In effect September 14, 2005	Sets out exemptions from the prospectus and registration requirements in the Act.
		Form 45-106F1 Report of Exempt Distributions
		Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers   Amendment to Form 45-106F2	In effect December 31, 2007
		Form 45-106F3 Offering Memorandum for Qualifying Issuers   Amendment to Form 45-106F3	In effect December 31, 2007
		Form 45-106F4 Risk Acknowledgement
		Form 45-106F5 Risk Acknowledgement - Saskatchewan Close Personal Friends and Close Business Associates
45-106	Companion Policy	Prospectus and Registration Exemptions	In effect September 14, 2005	Companion policy to NI 45-106
45-301	CSA Staff Notice	Implementation of Multilateral Instrument 45-102 Resale of Securities	In effect November 30, 2001	Clarifies the application of Multilateral Instrument 45-102 Resale of Securities to resource issuers
45-302	CSA Staff Notice	Frequently Asked Questions Regarding the Resale Rules in NI 45-102	In effect April 2, 2004	Answers frequent questions about Multilateral Instrument 45-102 Resale of Securities.
45-304	CSA Staff Notice	Notice of Local Exemptions Related to NI 45-106	In effect September 9, 2005	Lists local prospectus and registration  exemptions in force after NI 45-106 comes into force.
45-305	CSA Staff Notice	Frequently Asked Questions regarding NI 45-106 Prospectus and Registration Exemptions	In effect December 2, 2005
45-701	Local Staff Notice	Applications Pursuant to Subsection 44(3) of The Securities Act, 1988	In effect September 27, 1991.  Amended May 11, 1993, May 18, 1993, July 5, 2007.	Sets out when you do not have to make a formal application under subsection 44(3) to make a listing representation.
45-703	Saskatchewan Staff Notice	Monitoring the Use of the Exemptions Under National  Instrument 45-106 Prospectus and Registration Exemptions	In effect June 26, 2003.  Amended September 14, 2005.	Describes how Commission staff will monitor the use of certain capital raising  exemptions under NI 45-106 to ensure that issuers are complying with the conditions that attach to the exemptions.
45-704	Saskatchewan Staff Notice	Review of Offering Memoranda Filed Under NI 45-106 Prospectus and Registration Exemptions	In effect January 6, 2005 Amended September 14, 2005 Amended December 13, 2007	Sets out the deficiencies found on staff's review of offering memoranda filed under MI 45-103 Capital Raising Exemptions.  Provides guidance on preparing OMs in good form.  Also sets out the consequences that may flow if OMs are deficient.
45-801	Implementing Order	Implementing Multilateral Instrument 45-102 Resale of Securities	In effect November, 30, 2001	Grants exemptions necessary to implement Multilateral Instrument 45-102.  Also amends prior Commission rulings to substitute the resale rules in MI 45-102 for the resale rules in the rulings.
45-901	General Exemption Order	Self-Directed Registered Education Savings Plans	In effect October 24, 1990.	Grants registration and prospectus exemption to self-directed education savings plans approved under the ITA.
45-902	General Exemption Order	Introduction Exemptions for Certain Trades by and to Labor-sponsored Venture Capital Corporations	In effect Sept 23, 1992.  Amended and restated January 5, 2005	Grants registration and prospectus exemptions to facilitate labour-sponsored venture capital offerings on certain conditions.
45-906	General Exemption Order	Rulings granted under Saskatchewan Policy Statement 45-601 - "Community Ventures - Section 83 Rulings" and Resale Restrictions in those Rulings	In effect July 17, 1997.	Varies rulings granted to date under the Community Venture policy to relax the resale restrictions on securities acquired under those rulings.
45-912	General Exemption Order	Exemption for Co-operatives and Credit Unions	In effect September 14, 2005	Grants prospectus and registration exemptions to co-operatives and credit unions that issue securities in accordance with The Co-operative Act and The Credit Union Act, 1998.
45-913	General Exemption Order	Exemptions for Capital Accumulation Plans	In effect October 21, 2005	Grants exemptions to permit trades in securities of a mutual fund to a capital accumulation plan or to a member of a capital accumulation plan on certain conditions.
45-914	General Exemption Order	Exemptions for Reinvestment Plans	In effect November 25, 2005	Grants on exemption from the dealer registration and prospectus requirements for trades of securities under dividend and distribution reinvestment plans.  Is similar to the exemption in section 2.2 of NI 45-106 without the restriction that the securities traded must be of the same class that the dividend or distribution was paid on.
45-915	General Exemption Order	Exemptions for Certain Supranational Agencies	In effect May 4, 2006	Grants an exemption from the dealer registration and prospectus requirements for trades in debt security of or guaranteed by the African Development Bank, the Caribbean Development Bank and the European Bank for Reconstruction and Development.
45-916	General Exemption Order	Exemption for Solicitations of Expressions of Interest	In effect May 25, 2006	Grants an exemption to permit solicitations of expressions of interest before the filing of a prospectus for securities to be issued pursuant to over-allotment options, on specified conditions.
TOP OF PAGE Requirements Affecting Distributions by Certain Issuers
46-201	National Policy	Escrow for Initial Public Offerings	In effect June 30, 2002	Describes the circumstances where securities regulators consider an escrow agreement necessary and the terms of escrow we consider appropriate.
46-201F1	Form	Escrow Agreement	In effect June 30, 2002	Sets out the form of escrow agreement under National Policy 46-201
46-301	CSA Staff Notice	Proposal for Uniform Terms of Escrow Applicable to Initial Public Distributions	In effect March 17, 2000	Summarizes the key elements of a CSA proposal for uniform terms of escrow that would apply to initial public distributions of securities by prospectus ("IPOs").  States that until a national instrument is implemented, securities regulatory staff will be guided by the proposal as outlined in the notice in dealing with escrow arrangements under IPOs after the date of the notice.
46-303	CSA Staff Notice	Principal-Protected Notes	In effect July 7, 2006	Details the CSA's concerns about the distribution and sale of principal protected notes and the CSA's proposed course of action.
46-304	CSA Staff Notice	Update on Principal Protected Notes	In effect July 27, 2007	Provides an update on the CSA's consideration of principal protected notes.
46-305	CSA Staff Notice	Second Update on Principal Protected Notes	In effect August 29, 2008	Provides an update on the CSA's review of principal protected notes and the recent coming into force of federal regulations applicable to principal protected notes.
TOP OF PAGE Advertising and Marketing Material
47-201	National Policy	Trading Securities Using the Internet and Other Electronic Mean	In effect January 1, 2000.	States the views of the CSA on a number of matters relating to the use of the Internet and other electronic means of communication in connection with trades and distributions of securities.
47-302	CSA Staff Notice	Pre-marketing of underwriters' options on bought deals	In effect April 21, 2006	Sets out staffs' views that the exemption from the prospectus requirement in para 7.1(a) of NI 44-101 that  permits pre-marketing of bought deals does not apply to securities acquired by underwriters under an option granted by an issuer.
Distribution Restrictions
48-901	General Exemption Order	Listing Representations	In effect June 16, 1998.	Grants exemptions on certain conditions from the prohibition in subsection 44(3) of the Act against listing representations.

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