Government of Saskatchewan Western Red Lilies
Financial Services Commission
   Securities Division
 
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General News 2008
July 4, 2008 Amendments to NI 51-102 Continuous Disclosure Requirements come into force
 
June 27, 2008 CSA Staff Notice 52-321 Early adoption of International Financial Reporting Standards, use of US GAAP and reference to IFRS-IASB
 
June 25, 2008 Government Issues Warning About Bogus Investment Scheme
 
June 20, 2008 Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure, Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance, its related companion policy and consequential amendments come into force on September 8, 2008

Notice

Appendix A - Summary of Changes to Published Amendments

Appendix B - Summary of Comments and CSA Responses

Amendments to NI 81-106

Amendments to Form 81-106F1

Amendments to Companion Policy 81-106CP

Consequential amendments to NI 81-102

Consequential amendments to Companion Policy 81-102CP

Consequential amendments to Form 81-101F2

Consequential amendments to Form 41-101F2
 

June 13, 2008 The Securities Commission (National Instruments) Amendment Regulations, 2008 (No.4) comes into force June 13, 2008
 
June 11, 2008 Extending Order against:

Goldpoint Resources Corporation

Lino Novielli

Richard Wylie

Jack Anderson

John Matthews

June 10, 2008 Extending Order against:

HR Equity Management Inc.

Gold-Quest International Reciprocal Order June 5, 2008
May 30, 2008 Recognition of the Investment Industry Regulatory Organization of Canada (IIROC)
 
May 29, 2008 Schedule Announced for Completion of U.S. - Canadian Mutual Recognition Process Agreement
 
May 28, 2008 Scam artists pursue adults over 50
 
May 27, 2008 Temporary Cease Trade Order against:

Goldpoint Resources Corporation

Lino Novielli

Richard Wylie

Jack Anderson

John Matthews

May 26, 2008 Temporary Cease Trade Order against:

HR Equity Management Inc.

May 23, 2008 Joint Notice and Request for Comment - MFDA
Application for Amendment and Restatement of its Recognition Orders and
Application to Amend the Definition of "Public Director" in its By-law No. 1

Notice

Application for amendment

Recognition Order - Amended and Restated

Schedule A to Recognition Order - Terms and Conditions

By-law No. 1 - Definition of "Public Director"

May 20, 2008 Continuous Disclosure Cease Trade Order

Fytokem Products Inc.

May 16, 2008 Extending Cease Trade Order against:

Snowcastle Estates Ltd.

Myron Benedict Derow

May 9, 2008 CSA Staff Notice 52-320 Disclosure of Expected Changes in Accounting Policies Relating to Changeover to International Financial Reporting Standards
 
May 2, 2008 Temporary Cease Trade Order issued against SnowCastle Estates Ltd. and Myron Benedict Derow

News Release

Order

 

April 23, 2008 Notice of Amendments to National Instrument 51-102 Continuous Disclosure Obligations
 
April 22, 2008 Notice of Hearing

Tri-Link Consulting Ltd.
Klaus Link
Debbie Standon

April 18, 2008 Notice and Request for Comment - Proposed Repeal and Replacement of National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings

News Release

Notice and Request for Comment

Appendix A - Blacklined versions of the Proposed Materials showing changes to the March 2007 Proposed Materials

Appendix B - List of Commenters

Appendix C - Summary of Public Comments and CSA Responses on the March 2007 Proposed Materials

Appendix D - Amendment Instrument for Form 51-102F1 Management's Discussion and Analysis of NI51-102 Continuous Disclosure Obligations

proposed National Instrument 52-109 with proposed forms

proposed Companion Policy 52-109CP

April 15, 2008 "Financial Fitness Challenge" increases financial literacy among youth
 
April 14, 2008

SFSC issues a decision regarding sanctions against Euston Capital Corporation and George Schwartz
 

April 14, 2008 Amendments to Local Policy 12-602 Procedure on Hearings and Reviews Before the Commission
 
April 4, 2008 CSA Notice 24-307 Exemption from Transitional Rule: Extension of Transitional Phase in Period in National Instrument 24-101 Institutional Trade Matching and Settlement
 
April 4, 2008 GRO Extension of Transitional Phase-In Period in National Instrument 24-101
 
March 28, 2008 Extending Cease Trade Order against:

Sierra Madre Holdings MX, S.A. de C.V., also known as SMHMX

L & B Landbanking Trust S.A. de C.V.

Brian J. Wolf Zacarias, also known as: Brian Wolf, Brian Zacharias, Brian Zacirias, Brian Zacharias Wolfe and Brian Zacharias Wolfe

Roger Fernando Ayuso Loyo, also known as Roger Ayuso

Alan Hemingway also known as Alan Hemmingway

Ed Moore

Kim Moore

Jason Rogers

Dave Urrutia

May 28, 2008 Amendments to NI 55-102 System for Electronic Disclosure by Insiders (SEDI)

Notice

Amendments to NI 55-102

Amendments to NI 55-102 forms

March 28, 2008 National Policy 12-203 Cease Trade Orders for Continuous Disclosure Defaults

News Release

Notice and Request for Comment

National Policy 12-203

March 17, 2008 National Instrument 41-101 Prospectus Requirements comes into force
 
March 17, 2008 Multilateral Instrument 11-102 Passport System comes into force
 
March 13, 2008 Temporary Cease Trade Order against:

Sierra Madre Holdings MX, S.A. de C.V., also known as SMHMX

L & B Landbanking Trust S.A. de C.V.

Brian J. Wolf Zacarias, also known as: Brian Wolf, Brian Zacharias, Brian Zacirias, Brian Zacharias Wolfe and Brian Zacharias Wolfe

Roger Fernando Ayuso Loyo, also known as Roger Ayuso

Alan Hemingway also known as Alan Hemmingway

Ed Moore

Kim Moore

Jason Rogers

Dave Urrutia

March 13, 2008 Canadian Regulators Adopt Harmonized Prospectus Rule
 
March 7, 2008 CSA Staff Notice 12-307 Applications for a Decision that an Issuer is not a Reporting Issuer - Revised
 
March 5, 2008 Extending Order against:

Secure One Investment Group 

Linda Foster

February 29, 2008 Notice and Request for Comment - proposed revocation and replacement of National Instrument 33-109 Registration Information, Companion Policy 33-109CP and proposed amendments to National Instrument National Registration Database 31-102 and CP 31-102CP

Notice and Request for Comment

National Instrument 33-109 Registration Information

Form 33-109F1

Form 33-109F2

Form 33-109F3

Form 33-109F4

Form 33-109F5

Form 33-109F6

Form 33-109F7

Companion Policy 33-109CP

Amendments to National Instrument National Registration Database 31-102

Amendments to Companion Policy 31-102CP

February 29, 2008 Notice and Request for Comment - revised proposed National Instrument 31-103 Registration Requirements, related consequential amendments and Companion Policy 31-103CP Registration Requirements

Press Release

Notice and Request for Comment (includes proposed consequential amendments)

National Instrument 31-103 Registration Requirements

Companion Policy 31-103CP Registration Requirements

Summary of Comments - received by June 30, 2007 

 

February 29, 2008 Notice and Request for Comment - Proposed repeal and replacement of National Instrument 45-106 Prospectus and Registration Exemptions, related forms, Companion Policy 45-106CP and consequential amendments and proposed amendments to National Instrument 45-102 Resale of Securities, Form 45-102F1 and Companion Policy 45-102CP

Notice and Request for Comment

National Instrument 45-106 Prospectus and Registration Exemptions

Form 45-106F1 - Report of Exempt Distribution

Form 45-106F1 - Report of Exempt Distribution  - black-lined

Form 45-106F2 - Offering Memorandum for Non-Qualifying Issuers

Form 45-106F2 - Offering Memorandum for Non-Qualifying Issuers - black-lined

Form 45-106F3 - Offering Memorandum for Qualifying Issuers

Form 45-106F3 - Offering Memorandum for Qualifying Issuers - black-lined

Form 45-106F4 - Risk Acknowledgement

Form 45-106F5 - Risk Acknowledgement - Saskatchewan Close Personal Friends and Close Business Associates

Companion Policy 45-106CP

Companion Policy 45-106CP - black-lined

Amendments to National Instrument 45-102 Resale of Securities

National Instrument 45-102 Resale of Securities

National Instrument 45-102 Resale of Securities - black-lined

Amendments to Form 45-102F1 Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102

Amendments to Form 45-102F1 Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 - black-lined

Companion Policy 45-102CP Resale of Securities

Companion Policy 45-102CP Resale of Securities - black-lined

Consequential Amendments to NI 51-102

February 27, 2008 Partial Revocation Order

Peragis Inc.

February 22, 2008 Notice and Request for Comment - Proposed Repeal and Substitution of Form 51-102F6 Statement of Executive Compensation

News Release

Notice and Request for Comment

Appendix A - Summary of Public Comments and CSA Responses

Appendix B - Summary of Changes to the 2007 Proposal

Appendix C - Proposed Form 51-102F6

Appendix D - Proposed Amendment Instrument for NI 51-102 Continuous Disclosure Obligations and Form 51-102F5 Information Circular

February 21, 2008 Multilateral Instrument 62-104 Take-over Bids and Issuer Bids comes into force
 
February 20, 2008 Temporary Cease Trade Order against:

Secure One Investment Group 

Linda Foster

February 18, 2008 Saskatchewan Court of Appeal issues decision in Euston Capital Corp. and George Schwartz v. The Saskatchewan Financial Services Commission
 
February 13, 2008 Civil liability for secondary market disclosure provisions come into force February 15, 2008
 
February 13, 2008 GRO 11-910 Designation Order Pursuant to Clause 138.1(2)(b) of The Securities Act, 1988
 
February 13, 2008 Provisions of The Securities Amendment Act, 2007 come into force February 15, 2008
 
February 13, 2008 The Securities Amendment Regulations come into force February 15, 2008
 
February 13, 2008 CSA Releases Concept Paper - International Financial Reporting Standards

News Release

CSA Concept Paper 52-402
 

February 12, 2008 Extending Order against:

Harrington Rose Equity Management 

Mark Goldman

February 11, 2008           Investments at a Glance
 
February 8, 2008 Application for Recognition of New Regco

Notice and Request for Comments

Application for Recognition

Draft Recognition Order

Memorandum of Understanding Regarding Oversight

Protocol for Review and Approval of Rules etc.

 

February 8, 2008 CSA Revised Staff Notice 13-315 Securities Regulatory Authority Closed Dates 2008
 
February 6, 2008 Extending Order against:

Landbankers International MX, S.A. de C.V.   

Sonja. A. McAdam

February 4, 2008 Financial Fitness Challenge
 
February 1, 2008 CSA Notice 24-306 Exception Reporting Under NI 24-101 Institution Trade Matching and Settlement
 
February 1, 2008 Canadian Regulators Harmonize Take-Over Bid and Issuer Bid Rules
 
January 29, 2008 Temporary Cease Trade Order against:

Harrington Rose Equity Management 

Mark Goldman

January 25, 2008 Multilateral Instrument 11-102 Passport System comes into force March 17, 2008.

CSA Press Release

Notice

Multilateral Instrument 11-102 Passport System

Companion Policy 11-102CP

Consequential Amendments to NI 14-101Definitions

Consequential Amendments to NI 58-101 Disclosure of Corporate Governance Practices

Consequential Amendments to NI 81-104 Commodity Pools

Consequential Amendments to Companion Policy 81-104CP Commodity Pools

Consequential Amendments to MI 11-101 Principal Regulator System and related form

Consequential Amendments to Companion Policy 11-101CP Principal Regulator System

Consequential Amendments to Multilateral Instrument 52-110 Audit Committees

Consequential Amendments to Companion Policy 52-110CP Audit Committees

National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions

National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions

Summary of Comments and CSA Responses

January 22, 2008 Temporary Cease Trade Order against:

Landbankers International MX, S.A. de C.V.   

Sonja. A. McAdam

January 18, 2008 Staff Notice 45-706 Voluntary Pre-Offering Review of Offering Memorandums Under NI 45-106
 
January 17, 2008 Notice of Amendments to National Instrument 41-101 General Prospectus Requirements and National Instrument 81-101 Mutual Fund Prospectus Disclosure
 
January 15, 2008 CSA Oversight Report of the IDA - January 15, 2008

Press Release

Report

 

January 11, 2008 National Instrument 23-102 Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services

Notice and Request for Comment

Appendix A - Summary of Comments and Responses

Appendix B - Cost Benefit Analysis

NI 23-102

Companion Policy to NI 23-102

January 8, 2008 CSA Enforcement Report - April 1 to September 30, 2007

New Release

Report

January 3, 2008 Financial compensation order provisions came into force January 1, 2008

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