|
July 4, 2008 |
Amendments to NI 51-102 Continuous Disclosure
Requirements come into force
|
|
June 27, 2008 |
CSA Staff Notice 52-321
Early adoption of International
Financial Reporting Standards, use of US GAAP and
reference to IFRS-IASB
|
|
June 25, 2008 |
Government Issues Warning About Bogus Investment Scheme
|
|
June 20, 2008 |
Amendments to National
Instrument 81-106 Investment Fund Continuous Disclosure,
Form 81-106F1 Contents of Annual and Interim Management
Report of Fund Performance, its related companion
policy and consequential amendments come into force on
September 8, 2008
Notice
Appendix A - Summary of Changes to Published Amendments
Appendix B - Summary of Comments and CSA Responses
Amendments to NI 81-106
Amendments to Form 81-106F1
Amendments to Companion Policy 81-106CP
Consequential amendments to NI 81-102
Consequential amendments to Companion Policy 81-102CP
Consequential amendments to Form 81-101F2
Consequential amendments to Form 41-101F2
|
|
June 13, 2008 |
The Securities Commission (National Instruments)
Amendment Regulations, 2008 (No.4) comes into force
June 13, 2008
|
|
June 11, 2008 |
Extending Order against:
Goldpoint Resources Corporation
Lino Novielli
Richard Wylie
Jack Anderson
John Matthews
|
|
June 10, 2008 |
Extending Order against:
HR Equity Management Inc. |
|
Gold-Quest International |
Reciprocal Order June 5, 2008 |
|
May 30, 2008 |
Recognition of the Investment Industry Regulatory
Organization of Canada (IIROC)
|
|
May 29, 2008 |
Schedule Announced for Completion of U.S. - Canadian Mutual
Recognition Process Agreement
|
|
May 28, 2008 |
Scam artists pursue adults over 50
|
|
May 27, 2008 |
Temporary Cease Trade Order
against:
Goldpoint Resources Corporation
Lino Novielli
Richard Wylie
Jack Anderson
John Matthews
|
|
May 26, 2008 |
Temporary Cease Trade Order
against:
HR Equity Management Inc.
|
|
May 23, 2008 |
Joint Notice and Request for
Comment - MFDA
Application for Amendment and Restatement of its
Recognition Orders and
Application to Amend the Definition of "Public Director" in
its By-law No. 1
Notice
Application for amendment
Recognition Order - Amended and Restated
Schedule A to Recognition Order - Terms and Conditions
By-law No. 1 - Definition of "Public Director"
|
|
May 20, 2008 |
Continuous Disclosure Cease
Trade Order
Fytokem Products Inc. |
|
May 16, 2008 |
Extending Cease Trade Order
against:
Snowcastle Estates Ltd.
Myron Benedict Derow |
|
May 9, 2008 |
CSA Staff Notice 52-320
Disclosure of Expected Changes in Accounting Policies
Relating to Changeover to International Financial Reporting
Standards
|
|
May 2, 2008 |
Temporary Cease Trade Order
issued
against SnowCastle Estates Ltd. and Myron Benedict Derow
News Release
Order
|
|
April 23, 2008 |
Notice of Amendments to National Instrument 51-102 Continuous
Disclosure Obligations
|
|
April 22, 2008 |
Notice of Hearing
Tri-Link Consulting Ltd.
Klaus Link
Debbie Standon
|
|
April 18, 2008 |
Notice and Request for Comment -
Proposed Repeal and Replacement of National Instrument 52-109
Certification of Disclosure in Issuers' Annual and Interim Filings
News Release
Notice and Request for Comment
Appendix A - Blacklined versions of the Proposed Materials
showing changes to the March 2007 Proposed Materials
Appendix B - List of Commenters
Appendix C - Summary of Public Comments and CSA Responses on the
March 2007 Proposed Materials
Appendix D - Amendment Instrument for Form 51-102F1
Management's Discussion and Analysis of NI51-102
Continuous Disclosure Obligations
proposed National Instrument 52-109 with proposed forms
proposed Companion Policy 52-109CP
|
|
April 15, 2008 |
"Financial Fitness Challenge" increases financial literacy among
youth
|
|
April 14, 2008 |
SFSC issues a decision regarding sanctions against Euston Capital
Corporation and George Schwartz
|
|
April 14, 2008 |
Amendments to Local Policy 12-602 Procedure on Hearings
and Reviews Before the Commission
|
|
April 4, 2008 |
CSA Notice 24-307 Exemption from Transitional Rule:
Extension of Transitional Phase in Period in National
Instrument 24-101 Institutional Trade Matching and
Settlement
|
|
April 4, 2008 |
GRO Extension of Transitional Phase-In Period in
National Instrument 24-101
|
|
March 28, 2008 |
Extending Cease Trade Order
against:
Sierra Madre Holdings MX, S.A. de C.V., also known as
SMHMX
L & B Landbanking Trust S.A. de C.V.
Brian J. Wolf Zacarias, also known as: Brian Wolf, Brian
Zacharias, Brian Zacirias, Brian Zacharias Wolfe and
Brian Zacharias Wolfe
Roger Fernando Ayuso Loyo, also known as Roger Ayuso
Alan Hemingway also known as Alan Hemmingway
Ed Moore
Kim Moore
Jason Rogers
Dave Urrutia |
|
May 28, 2008 |
Amendments to NI 55-102
System for Electronic Disclosure by Insiders (SEDI)
Notice
Amendments to NI 55-102
Amendments to NI 55-102 forms
|
|
March 28, 2008 |
National Policy 12-203 Cease
Trade Orders for Continuous Disclosure Defaults
News Release
Notice and Request for Comment
National Policy 12-203
|
|
March 17, 2008 |
National Instrument 41-101 Prospectus Requirements
comes into force
|
|
March 17, 2008 |
Multilateral Instrument 11-102 Passport System comes
into force
|
|
March 13, 2008 |
Temporary Cease Trade Order
against:
Sierra Madre Holdings MX, S.A. de C.V., also known as
SMHMX
L & B Landbanking Trust S.A. de C.V.
Brian J. Wolf Zacarias, also known as: Brian Wolf, Brian
Zacharias, Brian Zacirias, Brian Zacharias Wolfe and
Brian Zacharias Wolfe
Roger Fernando Ayuso Loyo, also known as Roger Ayuso
Alan Hemingway also known as Alan Hemmingway
Ed Moore
Kim Moore
Jason Rogers
Dave Urrutia |
|
March 13, 2008 |
Canadian Regulators Adopt Harmonized Prospectus Rule
|
|
March 7, 2008 |
CSA
Staff Notice 12-307 Applications for a Decision that an
Issuer is not a Reporting Issuer - Revised
|
|
March 5, 2008 |
Extending Order against:
Secure One Investment Group
Linda Foster
|
|
February 29, 2008 |
Notice and Request for Comment
- proposed revocation and replacement of National Instrument 33-109 Registration
Information, Companion Policy 33-109CP and
proposed amendments to National Instrument National
Registration Database 31-102 and CP 31-102CP
Notice and Request for Comment
National Instrument 33-109 Registration
Information
Form 33-109F1
Form 33-109F2
Form 33-109F3
Form 33-109F4
Form 33-109F5
Form 33-109F6
Form 33-109F7
Companion Policy 33-109CP
Amendments to National Instrument National Registration
Database 31-102
Amendments to Companion Policy 31-102CP |
|
February 29, 2008 |
Notice and Request for Comment
- revised proposed National Instrument 31-103 Registration
Requirements, related consequential amendments and Companion Policy 31-103CP Registration
Requirements
Press Release
Notice and Request for Comment (includes proposed consequential
amendments)
National Instrument 31-103 Registration Requirements
Companion Policy 31-103CP Registration
Requirements
Summary of Comments -
received by June 30, 2007
|
|
February 29, 2008 |
Notice and Request for Comment
- Proposed repeal and replacement of National Instrument
45-106 Prospectus and Registration Exemptions,
related forms, Companion Policy 45-106CP and consequential
amendments and proposed amendments to National Instrument
45-102 Resale of Securities, Form 45-102F1 and
Companion Policy 45-102CP
Notice and Request for Comment
National Instrument 45-106 Prospectus and Registration
Exemptions
Form 45-106F1 - Report of Exempt Distribution
Form 45-106F1 - Report of Exempt Distribution -
black-lined
Form 45-106F2 - Offering Memorandum for Non-Qualifying
Issuers
Form 45-106F2 - Offering Memorandum for Non-Qualifying
Issuers - black-lined
Form 45-106F3 - Offering Memorandum for Qualifying
Issuers
Form 45-106F3 - Offering Memorandum for Qualifying
Issuers - black-lined
Form 45-106F4 - Risk Acknowledgement
Form 45-106F5 - Risk Acknowledgement - Saskatchewan
Close Personal Friends and Close Business Associates
Companion Policy 45-106CP
Companion Policy 45-106CP - black-lined
Amendments to National Instrument 45-102 Resale of
Securities
National Instrument 45-102 Resale of Securities
National Instrument 45-102 Resale of Securities -
black-lined
Amendments to Form 45-102F1 Notice of Intention to
Distribute Securities under Section 2.8 of NI 45-102
Amendments to Form 45-102F1 Notice of Intention to
Distribute Securities under Section 2.8 of NI 45-102 -
black-lined
Companion Policy 45-102CP Resale of Securities
Companion Policy 45-102CP Resale of Securities -
black-lined
Consequential Amendments to NI 51-102 |
|
February 27, 2008 |
Partial Revocation Order
Peragis Inc. |
|
February 22, 2008 |
Notice and Request for Comment
- Proposed Repeal and Substitution of Form 51-102F6
Statement of Executive Compensation
News Release
Notice and Request for Comment
Appendix A - Summary of Public Comments and CSA Responses
Appendix B - Summary of Changes to the 2007 Proposal
Appendix C - Proposed Form 51-102F6
Appendix D - Proposed Amendment Instrument for NI 51-102
Continuous Disclosure Obligations and Form 51-102F5
Information Circular |
|
February 21, 2008 |
Multilateral Instrument 62-104 Take-over Bids and Issuer
Bids comes into force
|
|
February 20, 2008 |
Temporary Cease Trade Order against:
Secure One Investment Group
Linda Foster
|
|
February 18, 2008 |
Saskatchewan Court of Appeal issues decision in Euston
Capital Corp. and George Schwartz v. The Saskatchewan
Financial Services Commission
|
|
February 13, 2008 |
Civil
liability for secondary market disclosure provisions come into
force February 15, 2008
|
|
February 13, 2008 |
GRO
11-910 Designation Order Pursuant to Clause 138.1(2)(b) of The
Securities Act, 1988
|
|
February 13, 2008 |
Provisions of The Securities Amendment Act, 2007
come into force February 15, 2008
|
|
February 13, 2008 |
The Securities Amendment Regulations come into force
February 15, 2008
|
|
February 13, 2008 |
CSA Releases Concept Paper -
International Financial Reporting Standards
News Release
CSA Concept Paper
52-402
|
|
February 12, 2008 |
Extending Order against:
Harrington Rose Equity Management
Mark Goldman
|
|
February 11, 2008 |
Investments at a Glance
|
|
February 8, 2008 |
Application for Recognition of
New Regco
Notice and Request for Comments
Application for Recognition
Draft Recognition Order
Memorandum of Understanding Regarding Oversight
Protocol for Review and Approval of Rules etc.
|
|
February 8, 2008 |
CSA Revised
Staff Notice 13-315 Securities Regulatory Authority
Closed Dates 2008
|
|
February 6, 2008 |
Extending Order against:
Landbankers International MX, S.A. de C.V.
Sonja. A. McAdam
|
|
February 4, 2008 |
Financial Fitness Challenge
|
|
February 1, 2008 |
CSA Notice
24-306 Exception Reporting Under NI 24-101 Institution
Trade Matching and Settlement
|
|
February 1, 2008 |
Canadian Regulators Harmonize Take-Over Bid and Issuer Bid
Rules
|
|
January 29, 2008 |
Temporary Cease Trade Order against:
Harrington Rose Equity Management
Mark Goldman
|
|
January 25, 2008 |
Multilateral Instrument 11-102
Passport System comes into force March 17, 2008.
CSA Press Release
Notice
Multilateral Instrument 11-102 Passport System
Companion
Policy 11-102CP
Consequential Amendments to NI 14-101Definitions
Consequential Amendments to NI 58-101 Disclosure of
Corporate Governance Practices
Consequential Amendments to NI 81-104 Commodity Pools
Consequential Amendments to Companion Policy 81-104CP
Commodity Pools
Consequential Amendments to MI 11-101 Principal
Regulator System and related form
Consequential Amendments to Companion Policy 11-101CP
Principal Regulator System
Consequential Amendments to Multilateral Instrument 52-110
Audit Committees
Consequential Amendments to Companion Policy 52-110CP
Audit Committees
National
Policy 11-202 Process for Prospectus Reviews in Multiple
Jurisdictions
National
Policy 11-203 Process for Exemptive Relief Applications
in Multiple Jurisdictions
Summary of Comments and CSA Responses
|
|
January 22, 2008 |
Temporary Cease Trade Order against:
Landbankers International MX, S.A. de C.V.
Sonja. A. McAdam
|
|
January 18, 2008 |
Staff Notice
45-706 Voluntary Pre-Offering Review of Offering
Memorandums Under NI 45-106
|
|
January 17, 2008 |
Notice of Amendments to National Instrument 41-101
General Prospectus Requirements and National Instrument
81-101 Mutual Fund Prospectus Disclosure
|
|
January 15, 2008 |
CSA Oversight Report of the IDA
- January 15, 2008
Press Release
Report
|
|
January 11, 2008 |
National Instrument 23-102
Use of Client Brokerage Commissions as Payment for Order
Execution Services or Research Services
Notice and Request for Comment
Appendix A - Summary of Comments and Responses
Appendix B - Cost Benefit Analysis
NI 23-102
Companion Policy to NI
23-102
|
|
January 8, 2008 |
CSA Enforcement Report - April
1 to September 30, 2007
New Release
Report
|
|
January 3, 2008 |
Financial
compensation order provisions came into force January 1, 2008 |