How to make a
complaint
Click here for information about making
a complaint to the enforcement branch.
Enforcement orders
For information about enforcement orders issued under The
Securities Act, 1988, click here.
National Database
This is a link to the national database of cease trading orders.
Hearings
For information about hearings under The Securities Act, 1988,
click here.
Decisions
This section contains decisions made by
the Commission after a hearing.
Settlement agreements
This section has information about agreements that settled
enforcement actions.
Information about the
enforcement branch
Enforcement branch contacts
