 |
|
Securities Division |
 |
Decisions |
|
Parties |
Date |
|
Euston Capital Corporation and George Swartz - Reasons for
sanctions |
March 27, 2008 |
Saskatchewan Court of Appeal - Euston Capital Corp. and
George Schwartz v. The Saskatchewan Financial Services
Commission
|
February 14, 2008 |
Edouard Yvon Elzear Bonamie
Pat Theriault
Ives Business Services Inc.
Family Circle 40/40 Option Fund
The World of Synchrotron Performance Fund
|
May 11, 2006 |
Euston Capital Corporation
George Schwartz
Charles Saks
Norman McLeod
Peter Robinson
Michael DiCaprio |
February 9, 2006 |
|
MacBain, Neufeld and Smith v. The Investment Dealers
Association of Canada |
February 7, 2006 |
|
MacBain,
Neufeld and Smith v. The Investment Dealers Association of Canada |
December 15, 2005 |
|
Manitou
Springs Venture Capital Corporation, New Era Venture
Capital Corporation, Manitou Springs Hotel Inc. Manitou
Beach Mineral Pool Inc., Dale Hayter |
May 26, 2004 |
|
John Hilary McLeod |
June 19, 2002 |
|
Darcy Lee Bergen |
Sep 14, 2000 |
|
Darcy Lee Bergen |
Oct 31, 2000 |
|
Canadian Residents' Umbrella Plan and Sanjeeva A. Ranjan Singh |
Mar 10, 1999 |
|
Platinum
Equities Corporation, George Bissett, Dan Brady, Janice
Grandel and Kent Bradley Owens |
July 14, 1999 |
|
Platinum
Equities Corporation, George Bissett, Dan Brady, Janice
Grandel and Kent Bradley Owens |
July 21, 1999 |
|
Platinum
Equities Corporation, George Bissett, Dan Brady, Janice
Grandel and Kent Bradley Owens (Addendum) |
July 26, 1999 |
|
Raymond
Briltz and Rudy Flaman, Flaman Sales Ltd. |
Feb 18, 1997 |
|
Saskatchewan
Wheat Pool |
Aug 22, 1996 |
|
Gerald
Henry Turcotte |
Oct 9, 1996 |
|
IPL
Energy Inc. and Fortis Inc. and Producers Pipelines Inc. |
Mar 9, 1995 |
|
Daryl
William Kuchinka and Daryl Kuchinka Financial-Insurance
Services Ltd. |
July 12, 1995 |
An
application to amend the deposit agent rules
Halmac and Associates (1980) Ltd. |
July 14, 1994 |
|
Co-enerco
Resources Ltd. and Numac Energy Inc. |
Apr 14, 1994 |
|
Guy
Joseph Dauphinais |
Dec 6, 1994 |
|
Steven
Peter Sombach |
Mar 10, 1994 |
|
Kenneth
James Brittain |
Oct 26, 1993 |
|
Aminika
International Incorporated, 1st Provincial Development Fund
Ltd., Myal West Marketing Ltd., Dean Jersak, Garry Woo,
Donald Johannesson |
Jan 23, 1992 |
|
Barry
Joseph Folk |
Dec 21, 1992 |
|
Frontier
Peterbilt Sales Ltd. and F P Employees Investments Inc. and
General Ruling/Order 26 - "Labour-Sponsored Venture
Capital Corporations Exemptions Ruling, 1992" |
Dec 23, 1992 |
|
Frontier
Peterbilt Sales Ltd. and F P Employees Investments Inc. and
General Ruling/Order 26 - "Labour-Sponsored Venture
Capital Corporations Exemptions Ruling, 1992" |
Dec 23, 1992 |
|
Grant
Albin Swanson |
Jan 30, 1992 |
|
Loring
Ward Investment Counsel Ltd. |
May 21, 1992 |
|
AGF
Asset Allocation Service |
May 28, 1991 |
|
Gordon
Dubidy Blacklock |
April 22, 1991 |
|
Rolls
Race Games Inc., Kevin Anderson and William Bradley Ford
|
July 30, 1991
|
|
Scotia
Securities Inc.
|
July 3, 1991
|
|
Great
Pacific Management Co. (Alberta) Ltd.
|
Sep 19, 1990
|
|
Ross
Michael Taylor
|
July 27, 1990
|
|
Shane
Resources Ltd and Robert Cecil McLellan and Wayne Sanderson
and Edward Wesley Corman and Jaz Investments Ltd. and
Saskatchewan Local Policy Statement 4.3
|
May 29, 1990
|
|
The
Montreal Exchange
|
Feb 6, 1990
|
|
Allen
Walter Culchesky, also known as Allan W. Culcheski and Scholarship
Consultants of North America
|
Jan 3, 1989
|
|
Donald
Glenn Harmon
|
Nov 3, 1989
|
|
Harold
Gerhart and Global Financial Resources Inc. and Universal
Pollution Control (Int.) Inc.
|
Sep 8, 1989
|
|
Patrick
Michael Roney, Bartley Johnson, Bruce MacQuarrie Iverson and
Canadian American Financial Corporation (Canada) Limited
|
May 24, 1989
|
|
Celebrations
Le Club Limited Partnership and Celebrations Saloon Ltd.
|
Oct 17, 1988
|
|
Robert
Eldon Linttell
|
Feb 24, 1988
|
|
Ambrosia
Venture Fund Inc., Ambrosia Food Company
Ltd., G T Restaurants Inc. and G T Equities
Inc.
|
Dec 3, 1987
|
|
|
|
|