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Securities Division |
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Notice
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GRO 33-903 Permanent Registration System
On December 9, 2002, the Director of the Saskatchewan Securities
Commission made General Ruling/Order
33-903 Permanent Registration System ("GRO 33-903").
GRO 33-903 grants an exemption from the provisions of subsections
4(1) and 4(2) of Saskatchewan Local Instrument 33-503 Permanent
Registration System ("LI 33-503").
The exemption extends a firm’s grace period when it fails to
file annual fees by December 15 of any year. It provides that if a
firm does not file required fees on December 15, then the firm’s
registration is suspended on January 15 of the following year,
instead of on December 31 of the same year as now provided in LI
33-503.
December 9, 2002
Contact:
Leah Fichter
Deputy Director, Registration
(306) 787-5876
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