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Financial Services Commission
   Securities Division

 
Notice

The Securities Amendment Regulations, 2005 Come into Force

The Securities Amendment Regulations, 2005 come into force on December 1, 2005.  The regulations make the following amendments to the Fee Schedule

·         update the schedule to reflect adoption of the following national instruments:

o        National Instrument 45-106 Prospectus and Registration Exemptions;

o        National Instrument 51-102 Continuous Disclosure Obligations;

o        National Instrument 71-101 Multijurisdictional Disclosure System;

o        National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers; and

o        National Instrument 81-106 Investment Fund Continuous Disclosure.

·         include employees of registered advisers as individuals who must pay fees for registration and transfer;

·         delete the $30 fee for filing of documents for which a fee is not otherwise provided;

·         repeal the fee for subscription to the Commission’s Monthly Bulletin.  The Bulletin is no longer published.

 December 1, 2005

Contact:

Barbara Shourounis
Director, Securities Division
(306) 787-5842

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