Application by the Mutual Fund
Dealers Association of Canada for Amendment of its Recognition
Order and for Consent to Enter into a Co-operative Agreement in
Quebec
The Mutual Fund Dealers
Association of Canada ("MFDA") has applied to the
Commission to amend and restate Commission Order 11-903 which
recognized the MFDA as a self-regulatory organization. The
MFDA has also submitted an application to the Commission for
consent to enter into an arrangement in Quebec with the Bureau
des services financiers and the Chambre de la securite
financiere for these agencies to perform certain regulatory
functions with respect to MFDA Members and Approved Persons in
Quebec.
The Commission is publishing for
comment the following documents:
Notice
and request for comment
MFDA
application for amendment and restatement of terms and
conditions of order recognizing self-regulatory organization
Draft
amended and restated recognition order
Draft
amended terms and conditions to recognition order
MFDA
application for consent to enter into co-operative agreement in
the province of Quebec
Draft
Commission consent
Co-operative
agreement dated February 25, 2003
December 15, 2003
Contact:
Barbara Shourounis
Director, Securities Division
(306) 787-5842
bshourounis@sfsc.gov.sk.ca
