Notice

GRO 33-904 Permanent Registration System and 
the National Registration Database

On November 24, 2003, the Director of the Securities Division of Saskatchewan Financial Services Commission made General Ruling/Order 33-904 Permanent Registration System and the National Registration Database ("GRO 33-904"). GRO 33-904 grants the following exemptions to registered firms that participate in the National Registration Database ("NRD firms") from the provisions of  Saskatchewan Local Instrument 33-503 Permanent Registration System ("LI 33-503"):

1. An exemption from the requirement to deliver annual registration fees to the Commission by December 15 of each year, if the NRD firm pays annual registration fees through the NRD by December 31 of each year.
   
2. An exemption from the requirement in clause 3(1)(b) of LI 33-503 to send a list of the names of the firm's individuals and branches; and
   
3. An extension of the date on which the firm's registration is suspended if fees are not paid from December 31 to January 15 of the following year.

 

November 24, 2003

Contact:

Dean Murrison
Acting Deputy Director, Registration
(306) 787-5879

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