Government of Saskatchewan Western Red Lilies
Financial Services Commission
   Securities Division

 
bullet Documents Posted Week of January 7, 2008

Notices

Instruments Published for Comment

Exemption Orders

Enforcement Orders

Hearings, Settlements and Decisions

 

 

 

 

 

Notices
January 8, 2008 CSA Enforcement Report - April 1 to September 30, 2007

New Release

Report

Instruments Published for Comment
January 11, 2008 National Instrument 23-102 Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services

Notice and Request for Comment

Appendix A - Summary of Comments and Responses

Appendix B - Cost Benefit Analysis

NI 23-102

Companion Policy to NI 23-102

Exemptions Orders
None  
Enforcement Orders
None  
Hearings, Settlements and Decisions
None