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Securities Division |
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Documents
Posted Week of March 12, 2007 |
Notices
Instruments
Published for Comment
Exemption Orders
Enforcement Orders
Hearings,
Settlements and Decisions
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Notices |
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March 12, 2007 |
Warning Issued For Investment Seminars |
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March 12, 2007 |
Temporary Cease Trade Orders Issued Against Three Investment Firms
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Instruments Published for Comment |
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None |
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Exemptions Orders |
| March
13, 2007 |
GBC Canadian Growth Fund (NI 81-102) |
| March
12, 2007 |
Disciplined Leadership U.S. Equity Fund (NI 81-102) |
| March
9, 2007 |
Dynamic Precious Metals Fund (NI 81-102) |
| March
6, 2007 |
TD Private Canadian Dividend Fund (NI 81-102) |
| March
5, 2007 |
Imperial Canadian Equity Pool, etal. (NI 81-102) |
| March
5, 2007 |
Imperial Canadian Equity Pool, etal. (NI 81-102) |
| March
2, 2007 |
BMO Equity Fund (NI 81-102) |
| March
2, 2007 |
Sprucegrove Investment Management Ltd. (s.127) |
| March
1, 2007 |
Core North American Dividend Split Corp. (NI 81-106) |
| March
1, 2007 |
First Trust/Highland Capital Senior Loan Income Fund 2007 (NI
81-106) |
| March
1, 2007 |
Scotia Young Investors Fund (NI 81-102) |
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February 21, 2007 |
CI Financial Income Fund (s.113) |
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February 15, 2007 |
NBS Technologies Inc. (s.92) |
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November 1, 2006 |
Valiant Energy Ltd. (s.92) |
| March
30, 2006 |
Front Street Small Cap Canadian Fund (NI 81-102) |
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Enforcement Orders |
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None |
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Hearings, Settlements and Decisions |
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None |
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