Government of Saskatchewan Western Red Lilies
Financial Services Commission
   Securities Division

 
bullet Documents Posted Week of June 11, 2007

Notices

Instruments Published for Comment

Exemption Orders

Enforcement Orders

Hearings, Settlements and Decisions

 

 

 

 

 

Notices
June 15, 2007 Revised Staff Notice 13-315 Securities Regulatory Closed Dates 2007 Amended
 
Instruments Published for Comment
June 15, 2007 Proposed Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds published for comment

News Release

Backgrounder

Proposed Framework 81-406

Appendix 1 - Fund Facts for mutual funds

Appendix 2 - Fund Facts for segregated funds

Appendix 3 - Key Facts for segregated funds

Appendix 4 - Investor research and other sources

Appendix 5 - Research Strategy Group Fund Facts Document Research Report

Exemptions Orders
June 12, 2007 Manitou Springs Venture Capital Corporation (s.160)
June 11, 2007 Kaboose Inc. (NI 51-102)
June 11, 2007 TLC Vision Corporation (s.113, Rg. 146)
June 8, 2007 FirstEnergy Capital Corp. (Reg. 15)
June 8, 2007 FundEx Investments Inc. (Reg. 15)
June 6, 2007 GlobalBanc Advantaged 8 Split Corp. (NI 81-102)
June 5, 2007 Loring Ward International Ltd. (s.113)
June 4, 2007 Assante Financial Management Ltd, and Iqon Financial Inc.     (MI 33-109)
June 4, 2007 FrontierALT All Terrain World Fund, et al. (NI 81-102)
June 4, 2007 MCAN Mortgage Corporation (Rights Offerings)
June 1, 2007 Summit Real Estate Investment Trust (s.92)
May 30, 2007 Churchill Debenture Corp. (s.92)
May 30, 2007 Strike Petroleum Ltd. (S.92)
May 29, 2007 CIX Split Corp. (NI 81-102)
May 29, 2007 CIX Split Corp. (NI 81-106)
May 29, 2007 Univeris Corp. (NI 81-102)
May 28, 2007 Gryphon Investment Counsel Inc. (s.130)
May 25, 2007 Diversified Private Equity Corp. (NI 81-106)
May 25, 2007 Maple Tree Acquisition Corporation (Reg. 15)
May 24, 2007 Northwest EAFE Fund, et al. (NI 81-102)
May 24, 2007 UBS Investment Management Canada Inc. (s.83)
May 18, 2007 Dimensional Fund Advisors Canada Inc. (NI 81-105)
May 11, 2007 Sapardis S.A. (s.113)
May 9, 2007 Claymore Investments, Inc. (s.83, s.113, s.160)
April 30, 2007 American Express Credit Corporation (NI 51-102, NI 44-101, MI 52-109, MI 52-110, NI 58-101)
April 27, 2007 Putnam Investments Inc. (NI 81-107)
April 27, 2007 S Split Corp. (NI 81-102)
April 27, 2007 S Split Corp. (NI 81-106)
April 24, 2007 Norcast Income Fund (s.92)
April 20, 2007 Harris Steel Group Inc. (s.92)
April 18, 2007 Catapult Energy Small Cap FTS Limited Partnership (NI 81-106)
April 16, 2007 Dynamic power Balanced Fund, et al. (NI 81-102)
April 10, 2007 HSBC Securities (Canada) Inc. (s.160)
April 9, 2007 GBC Asset Management Inc. (s.122, s. 126)
April 5, 2007 Brompton Lifeco Split Corp. (NI 81-106)
April 5, 2007 Homburg Acquisition Inc., Homburg Invest Inc. (Reg. 146)
March 28, 2007 Multi-Fund Income Trust (s.92)
January 22, 2007 Manufacturers Life Insurance Company, et al. (NI 51-102, NI 55-102, MI 52-109, s.160)
August 1, 2006 Canadian Imperial Bank of Commerce, et al. (s.71)
Enforcement Orders
None  
Hearings, Settlements and Decisions
None