 |
|
Securities Division |
 |
Documents
Posted Week of June 11, 2007 |
Notices
Instruments
Published for Comment
Exemption Orders
Enforcement Orders
Hearings,
Settlements and Decisions
|
Notices |
|
June 15, 2007 |
Revised Staff Notice 13-315 Securities Regulatory Closed
Dates 2007 Amended
|
|
Instruments Published for Comment |
|
June 15, 2007 |
Proposed Framework 81-406
Point of Sale Disclosure for Mutual Funds and Segregated
Funds published for comment
News Release
Backgrounder
Proposed Framework 81-406
Appendix 1 - Fund Facts for mutual funds
Appendix 2 - Fund Facts for segregated funds
Appendix 3 - Key Facts for segregated funds
Appendix 4 - Investor research and other sources
Appendix 5 - Research Strategy Group Fund Facts Document
Research Report
|
|
Exemptions Orders |
| June
12, 2007 |
Manitou Springs Venture Capital Corporation (s.160) |
| June
11, 2007 |
Kaboose Inc. (NI 51-102) |
| June
11, 2007 |
TLC Vision Corporation (s.113, Rg. 146) |
| June
8, 2007 |
FirstEnergy Capital Corp. (Reg. 15) |
| June
8, 2007 |
FundEx Investments Inc. (Reg. 15) |
| June
6, 2007 |
GlobalBanc Advantaged 8 Split Corp. (NI 81-102) |
| June
5, 2007 |
Loring Ward International Ltd. (s.113) |
| June
4, 2007 |
Assante Financial Management Ltd, and Iqon Financial Inc.
(MI 33-109) |
| June
4, 2007 |
FrontierALT All Terrain World Fund, et al. (NI 81-102) |
| June
4, 2007 |
MCAN Mortgage Corporation (Rights Offerings) |
| June
1, 2007 |
Summit Real Estate Investment Trust (s.92) |
| May
30, 2007 |
Churchill Debenture Corp. (s.92) |
| May
30, 2007 |
Strike Petroleum Ltd. (S.92) |
| May
29, 2007 |
CIX Split Corp. (NI 81-102) |
| May
29, 2007 |
CIX Split Corp. (NI 81-106) |
| May
29, 2007 |
Univeris Corp. (NI 81-102) |
| May
28, 2007 |
Gryphon Investment Counsel Inc. (s.130) |
| May
25, 2007 |
Diversified Private Equity Corp. (NI 81-106) |
| May
25, 2007 |
Maple Tree Acquisition Corporation (Reg. 15) |
| May
24, 2007 |
Northwest EAFE Fund, et al. (NI 81-102) |
| May
24, 2007 |
UBS Investment Management Canada Inc. (s.83) |
| May
18, 2007 |
Dimensional Fund Advisors Canada Inc. (NI 81-105) |
| May
11, 2007 |
Sapardis S.A. (s.113) |
| May 9,
2007 |
Claymore Investments, Inc. (s.83, s.113, s.160) |
| April
30, 2007 |
American Express Credit Corporation (NI 51-102, NI 44-101, MI
52-109, MI 52-110, NI 58-101) |
| April
27, 2007 |
Putnam Investments Inc. (NI 81-107) |
| April
27, 2007 |
S Split Corp. (NI 81-102) |
| April
27, 2007 |
S Split Corp. (NI 81-106) |
| April
24, 2007 |
Norcast Income Fund (s.92) |
| April
20, 2007 |
Harris Steel Group Inc. (s.92) |
| April
18, 2007 |
Catapult Energy Small Cap FTS Limited Partnership (NI 81-106) |
| April
16, 2007 |
Dynamic power Balanced Fund, et al. (NI 81-102) |
| April
10, 2007 |
HSBC Securities (Canada) Inc. (s.160) |
| April
9, 2007 |
GBC Asset Management Inc. (s.122, s. 126) |
| April
5, 2007 |
Brompton Lifeco Split Corp. (NI 81-106) |
| April
5, 2007 |
Homburg Acquisition Inc., Homburg Invest Inc. (Reg. 146) |
| March
28, 2007 |
Multi-Fund Income Trust (s.92) |
|
January 22, 2007 |
Manufacturers Life Insurance Company, et al. (NI 51-102, NI
55-102, MI 52-109, s.160) |
| August
1, 2006 |
Canadian Imperial Bank of Commerce, et al. (s.71) |
|
Enforcement Orders |
|
None |
|
|
Hearings, Settlements and Decisions |
|
None |
|
|
| |
|
|
|