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Securities Division |
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Documents
Posted Week of January 1, 2007 |
Notices
Instruments
Published for Comment
Exemption Orders
Enforcement Orders
Hearings,
Settlements and Decisions
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Notices |
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Instruments Published for Comment |
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January 5, 2007 |
Notice and Request for Comment -
proposed National Policy 12-202 Revocation of a
Compliance-related Cease Trade Order
Request for Comment
NP 12-202
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January 5, 2007 |
Notice and Request for Comment -
proposed amendments to National Policy 41-201 Income Trusts and
Other Indirect Offerings
Notice and Request for Comment
NP 41-201 |
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Exemptions Orders |
| January 4, 2006 |
Vivendi Exchangeco Inc. (s.92) |
| December 29, 2006 |
Duke Energy Corporation (NI 51-102, MI 52-109, MI 52-110, NI
58-101, NI 51-101, NI 55-102, s.158) |
| December 29, 2006 |
Duke Energy Corporation (s.83) |
| December 28, 2006 |
Extendicare Inc. (s.92) |
| December 28, 2006 |
Scotia Capital Inc. (s.160) |
| December 22, 2006 |
BAM Split Corp. (s.122) |
| December 22, 2006 |
Qtrade Fund Management Inc. (s.71) |
| December 20, 2006 |
ACS Media Income Fund (s.92) |
| December 8, 2006 |
Falconbridge Limited ((NI 51-102, MI 52-109, MI 52-110, NI
58-101, NI 55-102, NI 52-107) |
| December 1, 2006 |
Canadian Fundamental 100 Income Fund (NI 81-102) |
| December 1, 2006 |
Claymore Investments, Inc. (s.83, s.160, s.113) |
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Enforcement Orders |
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None |
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Hearings, Settlements and Decisions |
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None |
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