Government of Saskatchewan Western Red Lilies
Financial Services Commission
   Securities Division

 
bullet Documents Posted Week of January 1, 2007

Notices

Instruments Published for Comment

Exemption Orders

Enforcement Orders

Hearings, Settlements and Decisions

 

 

 

 

 

Notices

 
Instruments Published for Comment
January 5, 2007 Notice and Request for Comment - proposed National Policy 12-202 Revocation of a Compliance-related Cease Trade Order

Request for Comment

NP 12-202

 

January 5, 2007 Notice and Request for Comment - proposed amendments to National Policy 41-201 Income Trusts and Other Indirect Offerings

Notice and Request for Comment

NP 41-201

Exemptions Orders
January 4, 2006 Vivendi Exchangeco Inc. (s.92)
December 29, 2006 Duke Energy Corporation (NI 51-102, MI 52-109, MI 52-110, NI 58-101, NI 51-101, NI 55-102, s.158)
December 29, 2006 Duke Energy Corporation (s.83)
December 28, 2006 Extendicare Inc. (s.92)
December 28, 2006 Scotia Capital Inc. (s.160)
December 22, 2006 BAM Split Corp. (s.122)
December 22, 2006 Qtrade Fund Management Inc. (s.71)
December 20, 2006 ACS Media Income Fund (s.92)
December 8, 2006 Falconbridge Limited ((NI 51-102, MI 52-109, MI 52-110, NI 58-101, NI 55-102, NI 52-107)
December 1, 2006 Canadian Fundamental 100 Income Fund (NI 81-102)
December 1, 2006 Claymore Investments, Inc. (s.83, s.160, s.113)
Enforcement Orders
None  
Hearings, Settlements and Decisions
None