Documents Posted Week of February 19, 2007

Notices

Instruments Published for Comment

Exemption Orders

Enforcement Orders

Hearings, Settlements and Decisions

 

 

 

 

 

Notices
February 23, 2007	CSA Staff Notice 55-314 Use of the terms "senior officer", "officer" and "insider" in National Instrument 55-101 Insider Reporting Exemptions
February 23, 2007	Amendments to Multilateral Instrument 33-109 Registration Information, Companion Policy 33-109CP, Multilateral Instrument 31-102 National Registration Database, and Companion Policy 31-102CP come into effect May 15, 2007 Notice Amending Instrument - National Instrument 33-109 Registration Information National Instrument 33-109 Registration Information Companion Policy 33-109CP Amending Instrument - National Instrument Instrument 31-102 National Registration Database National Instrument 31-102 National Registration Database Companion Policy 31-102CP
February 21, 2007	Amendments to National Instrument 21-101 Marketplace Operation, Companion Policy 21-101CP, Forms 21-101F2 and 21-101F5 and National Instrument 23-101Trading Rules and Companion Policy 23-101CP come into effect on the day on which they are filed with the Registrar of Regulations (in the interim please refer to SK General/Order 21-801) Notice Amendments to NI 21-101 Marketplace Operation Amendments to Companion Policy 21-101CP Amendments to Form 21-101F2 Initial Operation Report Alternative Trading System Amendments to Form 21-101F5 Initial Operation Report for Information Processor Amendments to National Instrument 23-101Trading Rules Amendments to Companion Policy 23-101CP
Instruments Published for Comment
February 20, 2007	Notice and Request for Comment - proposed National Instrument 31-103 Registration Requirements and proposed amendments to Multilateral Instrument 33-109 Registration Information amending Form 31-109F1 and  Form 31-109F4 and adding Form 31-109F6 CSA News Release Notice and Request for Comment National Instrument 31-103 Registration Requirements Companion Policy 31-103CP Registration Requirements Form 31-109F1 - Notice of Termination Form 31-109F4 - Application for Registration of Individuals and Permitted Individuals Form 31-109F6 - Application for Registration as a Dealer, Adviser or Investment Fund Manager for Securities and/or Derivatives
Exemptions Orders
February 19, 2007	Desjardins Dividend Fund (NI 81-102)
February 12 ,2007	Royster-Clark ULC (s.92)
Enforcement Orders
None
Hearings, Settlements and Decisions
None