Government of Saskatchewan Western Red Lilies
Financial Services Commission
   Securities Division

 
bullet Documents Posted Week of August 27, 2007

Notices

Instruments Published for Comment

Exemption Orders

Enforcement Orders

Hearings, Settlements and Decisions

 

 

 

 

 

Notices
August 31, 2007 CSA Staff Notice 51-325 - Status of Proposed Repeal and Substitution of Form 51-102F6 Statement of Executive Compensation
 
Instruments Published for Comment
August 31, 2007 Notice and Request for Comment - proposed National Policy 11-202 Process for prospectus reviews in multiple jurisdictions and National Policy 11-203 Process for exemptive relief applications in multiple jurisdictions and related repeals

Notice

National Policy 11-202 Process for prospectus reviews in multiple jurisdictions

National Policy 11-203 Process for exemptive relief applications in multiple jurisdictions

NP 11-203 - Schedule A - form of decision for passport application

NP 11-203 - Schedule B - form of decision for a dual application

NP 11-203 - Schedule C - form of decision for coordinated review application

NP 11-203 - Schedule D - form of decision for hybrid application

 

Exemptions Orders
August 29, 2007 UE Waterheater Operating Trust (s.92)
August 28, 2007 Instorage Real Estate Investment Trust (s.83)
August 27, 2007 DPL Trust (s.92)
August 24, 2007 ATB Investment Management Inc. (s.160)
August 22, 2007 Altamira Global 20 Fund, et al. (NI 81-102)
July 27, 2007 3530639 Canada Inc.  (s.92)
July 24, 2007 Canetic Resources Trust, et al.  (s.152, s.160, NI 44-101)
July 24, 2007 Northcore Technologies Inc. (Rights Offering)
May 30, 2007 High Income Principal and Yield Securities Corporation (s.113, Rg.146)
October 6, 2006 Fiera Capital Management Inc. (MI 33-109)
Enforcement Orders
None  
Hearings, Settlements and Decisions
None