 |
|
Securities Division |
 |
Documents
Posted Week of August 27, 2007 |
Notices
Instruments
Published for Comment
Exemption Orders
Enforcement Orders
Hearings,
Settlements and Decisions
|
Notices |
|
August 31, 2007 |
CSA Staff Notice 51-325 - Status of Proposed Repeal and
Substitution of Form 51-102F6 Statement of Executive
Compensation
|
|
Instruments Published for Comment |
|
August 31, 2007 |
Notice and Request for Comment -
proposed National Policy 11-202 Process for prospectus reviews in
multiple jurisdictions and National Policy 11-203 Process for
exemptive relief applications in multiple jurisdictions and
related repeals
Notice
National Policy 11-202 Process for prospectus reviews in multiple
jurisdictions
National Policy 11-203 Process for exemptive relief applications
in multiple jurisdictions
NP 11-203 - Schedule A - form of decision for passport application
NP 11-203 - Schedule B - form of decision for a dual application
NP 11-203 - Schedule C - form of decision for coordinated review
application
NP 11-203 - Schedule D - form of decision for hybrid application
|
|
Exemptions Orders |
| August 29, 2007 |
UE Waterheater Operating Trust (s.92) |
| August 28, 2007 |
Instorage Real Estate Investment Trust (s.83) |
| August 27, 2007 |
DPL Trust (s.92) |
| August 24, 2007 |
ATB Investment Management Inc. (s.160) |
| August 22, 2007 |
Altamira Global 20 Fund, et al. (NI 81-102) |
| July 27, 2007 |
3530639 Canada Inc. (s.92) |
| July 24, 2007 |
Canetic Resources Trust, et al. (s.152, s.160, NI
44-101) |
| July 24, 2007 |
Northcore Technologies Inc. (Rights Offering) |
| May 30, 2007 |
High Income Principal and Yield Securities Corporation (s.113,
Rg.146) |
| October 6, 2006 |
Fiera Capital Management Inc. (MI 33-109) |
|
Enforcement Orders |
|
None |
|
|
Hearings, Settlements and Decisions |
|
None |
|
|
| |
|
|
|