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Securities Division |
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Documents
Posted Week of September 4, 2006 |
Notices
Instruments
Published for Comment
Exemption Orders
Enforcement Orders
Hearings,
Settlements and Decisions
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Notices |
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September 8, 2006 |
CSA Staff Notice 51-320 Options Backdating |
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Instruments Published for Comment |
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None |
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Exemptions Orders |
| September 5, 2006 |
Discovery Air Inc. (NI 51-102) |
| August 31, 2006 |
RBC Balanced Fund (NI 81-102) |
| August 30, 2006 |
Bell Globemedia Inc. (s.113) |
| August 28, 2006 |
Penson Financial Services Canada Inc. (reg 15) |
| August 28, 2006 |
FundEx Investments Inc. et al (MI 33-109) |
| August 25, 2006 |
RBC Private Global Bond Pool (NI 81-102) |
| August 25, 2006 |
CIBC World Markets
Inc. (s.160) |
| August 25, 2006 |
Davis + Henderson Income Fund (NI 51-102) |
| August 24, 2006 |
AmeriStar RSP Income Trust (s.92) |
| August 24, 2006 |
American Income Trust (s.92) |
| August 23, 2006 |
Hollinger Canadian Newspapers, Limited Partnership (s.92) |
| August 22, 2006 |
Bombardier Capital Ltd. (s.92) |
| August 18, 2006
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Sirit Inc. (NI 51-102) |
| August 18, 2006 |
SMK Speedy International Inc. (s.92) |
| August 17, 2006 |
4361733 Canada Inc. (s.92) |
| August 11, 2006 |
Devon Canada Corporation (s.92) |
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August 8, 2006 |
6593640 Canada Inc. (s.146) |
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August 8, 2006 |
Canadian Dominion Resource Fund Ltd. (NI 81-102) |
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June 30, 2006 |
Union Gas Limited (s.83) |
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July 21, 2006 |
Barclays Bank PLC (NI 44-101) |
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March 22, 2006 |
UBS Securities Canada Inc. et al (reg 15) |
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May 24, 2006 |
Dimensional Fund Advisors Canada Inc. (NI 81-105) |
| March 9, 2006 |
Canadian Imperial Bank of Commerce (NI 81-102) |
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November 9, 2005 |
DaimlerChrysler Canada Finance Inc. (NI 58-101) |
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Enforcement Orders |
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September 6, 2006 |
Cease trade order against Gerald Blerot and others extended |
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Hearings, Settlements and Decisions |
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None |
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