Documents Posted Week of September 25, 2006

Notices

Instruments Published for Comment

Exemption Orders

Enforcement Orders

Hearings, Settlements and Decisions

 

 

 

 

 

Notices
September 25, 2006	CSA Staff Notice 52-315 Certification Compliance Review
Instruments Published for Comment
September 25, 2006	Proposed amendments to National Instrument 21-101 Marketplace Operation and Companion Policy 21-101CP and National Instrument 23-101 Trading Rules and Companion Policy 23-101CP Notice Amendments to NI 21-101 Marketplace Operation Amendments to Companion Policy 21-101CP Amendments to Form 21-101F2 Initial Operation Report Alternative Trading System and Form 21-101F5 Initial Operation Report for Information Processor Amendments to NI 23-101 Trading Rules Amendments to Companion Policy 23-101CP Notice - Request to apply for information processor
Exemptions Orders
September 14, 2006	Hummingbird Ltd. (s.113)
September 12, 2006	CTOE LLC (s.146)
September 11, 2006	Asia Pacific Resources Ltd. (s.92)
September 1, 2006	MasterCard Incorporated (s.83)
August 31, 2006	Goldman Sachs Asset Management, L.P. (s.83)
Enforcement Orders
None
Hearings, Settlements and Decisions
None