Documents Posted Week of October 9, 2006

Notices

Instruments Published for Comment

Exemption Orders

Enforcement Orders

Hearings, Settlements and Decisions

 

 

 

 

 

Notices
October 13, 2006	Amendments to NI 51-102 Continuous Disclosure Obligations, Form 51-102F1, Form 51-102F2, Form 51-102F3, Form 51-102F4, Form 51-102F5, Form 51-102F6 and CP 51-102CP Continuous Disclosure Obligations, NI 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency, NI 71-102 Continuous Disclosure and Other Exemptions relating to Foreign Issuers and CP 71-102CP Continuous Disclosure and Other Exemptions relating to Foreign Issuers and consequential amendments to NI 44-101 Short Form Prospectus Distributions and Form 44-101F1 Short Form Prospectus will come into effect December 29, 2006 Notice Amendments to NI 51-102 Continuous Disclosure Obligations Amendments to Form 51-102F1, Form 51-102F2, Form 51-102F3, Form 51-102F4, Form 51-102F5, Form 51-102F6 Form 51-102FI - blacklined Form 51-102F2 - blacklined Form 51-102F3 - blacklined Form 51-102F4 - blacklined Form 51-102F5 - blacklined Form 51-102F6 - blacklined Amendments to NI 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency Amendments to NI 71-102 Continuous Disclosure and Other Exemptions relating to Foreign Issuers Consequential amendments to NI 44-101 Short Form Prospectus Distributions Consequential amendments to Form NI 44-101F1 NI 51-102 Continuous Disclosure Obligations - blacklined Companion Policy 51-102CP - blacklined NI 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency - blacklined NI 71-102 Continuous Disclosure and Other Exemptions relating to Foreign Issuers - blacklined Companion Policy 71-102CP - blacklined
Instruments Published for Comment
None
Exemptions Orders
June 7, 2006	Merrill Lynch Canada Financial Company (NI 33-105)
May 3, 2006	Industrial Alliance Insurance and Financial Services Inc. (reg15)
Mar 23, 2006	TD Managed Asset Program Portfolios (NI 81-102)
Nov 30, 2005	GMP Private Client Ltd. (s.83, s. 160)
July 26, 2005	Assante Asset Management Ltd. (s.71)
July 2, 2004	Assante Asset Management Ltd. (s.71)
November 13, 2003	HSBC Canadian Money Market Pooled Fund (s.71)
June 4, 2003	IQON Financial Inc. (NI 81-105)
June 3, 2003	Integra Capital Financial Corporation (s.80 & s.160)
January 16, 2002	Working Ventures II Technology Fund Inc. (NI 81-105)
Enforcement Orders
None
Hearings, Settlements and Decisions
None