Government of Saskatchewan Western Red Lilies
Financial Services Commission
   Securities Division

 
bullet Documents Posted Week of July 17, 2006

Notices

Instruments Published for Comment

Exemption Orders

Enforcement Orders

Hearings, Settlements and Decisions

 

 

 

 

 

 
Notices
July 28, 2006 NI 81-107 Independent Review Committee for Investment Funds comes into force on November 1, 2006.

Notice

Appendix A - Summary of Changes

Appendix B - Summary of Public Comments on NI 81-107 and Commentary

Appendix C - NI 81-101

Appendix D - NI 81-102

Appendix E - NI 81-106

Appendix F - NI 13-101

 

July 11, 2006 Saskatchewan Staff Notice 32-802 Saskatchewan Local Instrument 32-501 Deposit Agents
 
Instruments Published for Comment
July 21, 2006 Proposed National Instrument 23-102 Use of Client Brokerage Commissions as Payment for Order Execution Services or Research  ("Soft Dollar" Arrangements)

 Notice

Appendix A NI 23-102

NI 23-102

CP 23-102

 

Exemptions Orders
July 14, 2006 TGS North American Real Estate Investment Trust (s.92)
Enforcement Orders
None  
Hearings, Settlements and Decisions
None