Government of Saskatchewan Western Red Lilies
Financial Services Commission
   Securities Division

 
bullet Documents Posted Week of December 18, 2006

Notices

Instruments Published for Comment

Exemption Orders

Enforcement Orders

Hearings, Settlements and Decisions

 

 

 

 

 

Notices
January 1, 2007 GRO 21-801 Exemptions under National Instrument 21-101 Marketplace Operations and National Instrument 23-101 Trading Rules
December 29, 2006 Amendment Regulations, 2006 (No.3) comes into force The Securities Commission (Adoption of National Instruments) December 29, 2006
Instruments Published for Comment
December 21, 2006 Notice and Request for Comment - proposed National Instrument 41-101 General Prospectus Requirements and Companion Policy 41-101CP General Prospectus Requirements and proposed repeal of NI 41-101 Prospectus Requirements

Notice and Request for Comment

Appendix A - Summary of Significant Provisions in the Proposed Rule

Appendix B (Schedule 1) - NI 41-101 General Prospectus Requirements

Appendix B (Schedule 2) - Form 41-101F1 Information Required in a Prospectus

Appendix B (Schedule 3) - Form 41-101F2 Information Required in an Investment Fund Prospectus

Appendix B (Schedule 4) - Companion Policy to NI 41-101General Prospectus Requirements

Appendix C - Amendments to NI 14-101 Definitions

Appendix D (Schedule 1) - Amendments to NI 44-101 Short Form Prospectus Distributions and Form NI 44-101F1 Short Form Prospectus of  National Instrument 44-101 Short Form Prospectus Distributions

Appendix D (Schedule 2) - Amendments to Form 44-101F1 Short Form Prospectus of  National Instrument 44-101 Short Form Prospectus Distributions

Appendix D (Schedule 3) - Companion Policy to NI 44-101 Short Form Prospectus Distributions

Appendix E (Schedule 1) - Amendments to NI 44-102 Shelf Distributions

Appendix F (Schedule 1) -  Amendments to NI 44-103 Post-Receipt Pricing

Appendix F (Schedule 2) -  Amendments to Companion Policy 44-103CP to National Instrument 44-103 Post-Receipt Pricing

Appendix G - Amendments to NI 45-101 Rights Offerings and Form 45-101F - Information Required in a Rights Offering Circular

Appendix H (Schedule 1) - Amendments to NI 51-102 Continuous Disclosure Obligations

Appendix I (Schedule 1) - Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F1 Contents of Simplified Prospectus, Form 81-101F2 Contents of Annual Information Form

Appendix J (Schedule 1) - Amendments to NI 81-104 Commodity Pools

Appendix K - Amendments to NP 43-201 Mutual Reliance Review System for Prospectuses

CSA Press Release - Canadian Regulators Propose Harmonized Prospectus Rule for Market Participants dated December 21, 2006

Exemptions Orders
None  
Enforcement Orders
None  
Hearings, Settlements and Decisions
None