 |
|
Securities Division |
 |
Settlement Agreements |
|
Parties |
Date |
|
Sheldon
Christopher Shymko Agreement |
May
6, 2004 |
U.S.P.
Inc.
U.S. Petroleum, LLC
Donald Baker
Karla K. Sutton |
Aug
28, 2003 |
U.S.P.
Inc. (Greff Agreement)
U.S. Petroleum, LLC
Donald Baker
Karla K. Sutton |
Aug
28, 2003 |
|
The Height of Excellence Financial Planning Group Inc. Agreement |
Feb 13, 2002 |
|
John-Paul
Michael Suwala Agreement |
July 4, 2001 |
|
Ventures
West Management V Inc. |
Dec 21, 2001 |
F.S.I. Financial
Systems Inc
Jon Pare |
Oct 19, 2000 |
|
Fundex Investments
Inc. and Robert M. Goodish |
Sep 6, 2000 |
|
Maurice Wilfred
Roberge |
Oct 1, 2000 |
|
Platinum Equities
Corporation and Janice Grandel |
Feb 8, 2000 |
|
Platinum Equities
Corporation and Kent Bradley Owens |
Feb 4, 2000 |
|
Martin
Kreaus William Carpentier |
Aug 19, 1999 |
|
Michael Darren
Bell |
Nov 16, 1999 |
|
Pacific International
Securities Inc. |
Jan 29, 1999 |
|
Steve Vincent
Weeres |
Feb 24, 1999 |
|
Gallowai
Metal Mining Corporation and Bul River Mineral Corporation |
Nov 25, 1998 |
|
Jonathan William
Neale |
Aug 5, 1998 |
|
Lens-O-Matic
Inc., L.O.M. Laboratories Inc., John D. Klippenstein, Jack R. Wolfe,
Mark John Akerman |
Nov
18, 1993 |
| Lens-O-Matic
Inc., L.O.M. Laboratories Inc.,
John D. Klippenstein,
Jack R. Wolfe,
Mark John Akerman |
Nov
18, 1993 |
|
Yorkton
Securities Inc. |
Sep
14, 1993 |
| Walking
Stick Oil & Gas Corp. |
Aug
27, 1992 |
| William
Herbert Carpendale, 4 Acres Amusement Co. |
Aug
14, 1992 |
| GR
Capital Corporation, Glen Harper, Waddy Lake Resources Inc. |
Sep
3, 1991 |
| Roderick
William Ernest Walters, Collette Agnes Rosalee Walters, C.R.W.
Enterprises Ltd. carrying on business as Personal Accounting, CR
Business Management |
Nov
19, 1991 |
| Rolls
Race Games Inc., Kevin Anderson |
Apr
15, 1991 |
| Zabtech
Inc., Robert Zaba, Alexander Patrick McDougall |
Aug
12, 1991 |
| Raymond
Ven Der Buhs, Ray's Agencies |
Sep
28, 1990 |
| Todd
Maurer, Maxim Holdings Inc. |
Oct
1, 1990 |
| Mantrax
Resource Corporation, Wes Hanson, Jonathan Edward Prangley, Andre
Garneau |
Jan
18, 1989 |
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