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12-601 |
Saskatchewan Policy Statement |
Applications to the Saskatchewan Securities Commission
|
May 3, 1990.
|
Sets out the procedure for applications to the Commission for exemptions, waivers and approvals. |
|
12-602 |
Saskatchewan Policy Statement |
Procedure on Hearings and Reviews Before the Commission |
December 6, 1990.
Amended February 16, 1996 and July 11, 2003. |
Sets out the procedure the Commission follows during hearings. |
|
12-603 |
Saskatchewan Policy Statement |
System for Expedited Review of Exemption Applications
|
Jan 16, 1995. |
Sets out a system to streamline the process of applying to the Commission for exemptive relief under specified provisions of the Act where the application is also being made in a principal jurisdiction, but is not being made under the MRRS for Exemptive
Relief. |
|
32-601 |
Saskatchewan Policy Statement |
Persons Qualified to Advise Under Registration Exemptions |
In effect May 15, 1996. |
Sets out the qualifications of advisers acceptable to the Commission to give advice to purchases of securities under the registration exemptions in clauses 39(1)(m.1) and 39(1)(aa) of the Act. |
|
34-601 |
Saskatchewan Policy Statement |
Procedure Upon Bankruptcy of Individual Registrants |
Feb 3, 1994. |
Sets out the procedure registrants or applicants must follow when they are in bankruptcy proceedings. |
|
43-601 |
Saskatchewan Policy Statement |
Unconscionable Consideration - Promoters |
Feb 22, 1988. |
Sets out how the Commission interprets clause 70(2)(b) of the Act. |
|
44-601 |
Saskatchewan Policy Statement |
Requirements for Use of the Alberta Stock Exchange Offering Prospectus |
Feb 3, 1994. |
Sets out the conditions on which the Commission recognizes the Alberta Stock Exchange's Exchange Offering Prospectus pursuant to subsection 58(3) of the Act. |
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45-601 |
Saskatchewan Policy Statement |
Community Ventures - Section 83 Rulings
|
Apr 2, 1993. |
Sets out the conditions on which the Commission will grant a section 83 discretionary ruling for ventures in rural Saskatchewan. See the information package for more information. |
|
45-602 |
Saskatchewan Policy Statement |
Qualified Investor Exemption
|
Sept 20, 1993. |
Specifies certain matters the Commission has the power to determine under the qualified investor exemption. Also sets out the procedure for those using the exemption. See the information package
for more information. |
|
45-603 |
Saskatchewan Policy Statement |
$150,000 Exemption |
Feb 3, 2000. |
Sets out how the Commission interprets the use of the $150,000 registration and prospectus exemption in the Act. |
|
52-601 |
Saskatchewan Policy Statement |
Selection of Professional Accountants |
Oct 21, 1993. |
Sets out who the Commission will consider as an acceptable auditor under clause 70(2)(i) of the Act. |
