Saskatchewan Instruments

11-501	Saskatchewan Instrument	Conflicts of Interest Form 11-501F1 Initial Undertaking Form 11-501F2 Annual Certificate of Compliance Form 11-501F3 Portfolio Statement	May 9, 2003	Sets out conflict of interest rules that govern Commission members and employees who administer the provisions of The Securities Act, 1988.
11-501CP	Companion Policy	Companion Policy 11-501CP	May 9, 2003	Companion policy to Local Instrument 11-501
14-501	Saskatchewan Instrument	Definitions	Jan 17, 2000.	Defines certain terms used in Commission regulations.
31-501	Saskatchewan Instrument	SRO Membership for Securities Dealers and Brokers	Mar 15, 2001	Requires securities dealers and brokers to apply for membership with the Investment Dealers Association of Canada by May 31, 2001 and to become members by July 2, 2002.
31-502	Saskatchewan Instrument	SRO Membership for Mutual Fund Dealers	Mar 15, 2001	Requires mutual fund dealers to apply for membership with the Mutual Fund Dealers Association by May 31, 2001 and to become members by July 2, 2002.
33-502	Saskatchewan Instrument	Requirements for Sale of Certain Securities	Jan 17, 2000.  Amended June 16, 2003.	Imposes requirements on registrants selling securities under certain statutory exemptions. Requires sellers of scholarship plan securities to provide disclosure of certain details. Imposes additional requirements on sellers of labour-sponsored venture capital fund securities.
33-502CP	Companion Policy	Companion Policy to Saskatchewan Local Instrument 33-502 Requirements for Sale of Certain Securities	Jan 17, 2000.  Amended June 16, 2003.	Reminds sellers of certain exempt securities of existing reporting obligations under The Securities Act, 1988
33-902	General Exemption Order	Exemption from Part 4 of Local Instrument 33-502 Requirements for Sale of Certain Securities	Jan 18, 2002	Exempts registered investment dealers and their registered trading officers and salespersons from the provisions of Part 4 of Local Instrument 33-502 Requirements for Sale of Certain Securities.
33-503	Saskatchewan Instrument	Permanent Registration System	Jan 9, 2002	Implements a permanent registration system in Saskatchewan for dealers and advisors.
33-503CP	Companion Policy	Companion Policy to Saskatchewan Local Instrument 33-503 Permanent Registration	Jan 9, 2002.  Amended May 9, 2003.	Provides additional guidance regarding filings under Local Instrument 33-503 Permanent Registration System.
46-501	Saskatchewan Instrument	Disclosure of Cash Calls	Jan 17, 2000.	Imposes additional disclosure requirements when the terms of a limited partnership agreement in an offering include a cash call.
47-501	Saskatchewan Instrument	Marketing Communications	Sept 19, 2000.	Set standards that apply to marketing communications. A "marketing communication" is any oral or written communication disseminated by any means by or on behalf of an issuer to promote a trade or that could reasonably be regarded as promoting a trade in a security (other than a mutual fund security) of the issuer or of an affiliate of the issuer.
47-501CP	Companion Policy	Companion Policy to Local Instrument 47-501 Marketing Communications	Sept 19, 2000.
51-501	Saskatchewan Instrument	Annual Information Form and Management's Discussion and Analysis	Mar 15, 2001	Requires certain reporting issuers to file and deliver to their security holders an annual information form.  Also requires certain reporting issuers to file and deliver to their security holders Management's Discussion and Analysis with their annual and interim financial statements.
51-501CP	Companion Policy	Companion Policy to Annual Information Form and Management's Discussion and Analysis	Mar 15, 2001	Provides additional guidance to assist reporting issuers in complying with Local Instrument 51-501.
51-903	General Exemption Order	Implementation of Saskatchewan Local Instrument 51-501	Apr 17, 2001	Grants an exemption from Saskatchewan Local Instrument 51-501 Annual Information Forms and Management's Discussion and Analysis if issuers comply with OSC Rule 51-501 AIF & MD&A.

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