Historical Documents

This table shows Saskatchewan Instruments that have been repealed.

Policy Statements
1.2	Strip Bonds	Repealed on June 6, 2002 when GRO 91-906 Strip Bonds came into force.
1.4	Conflicts of Interest	Repealed on May 9, 2003 when Local Instrument 11-501 Conflicts of Interest came into force.
3.3	Principles of Regulation - Distribution of Mutual Funds by Financial Institutions	Repealed on August 1, 2001 when National Instrument 33-102 Regulation of Certain Registrant Activity came into force.
3.4	Principles of Regulation - Full Service and Discount Brokerage Activities of Securities Dealers in Branches of Related Financial Institutions	Repealed on August 1, 2001 when National Instrument 33-102 Regulation of Certain Registrant Activity came into force.
3.5	Principles of Regulation - Activities of Registrants Related to Financial Institutions	Repealed on August 1, 2001 when National Instrument 33-102 Regulation of Certain Registrant Activity came into force.
3.6	Securities Dealers - Participation in the Canadian Investor Protection Fund	Repealed March 15, 2001. Replaced with Local Instrument 31-501 SRO Membership for Brokers and Securities Dealers
4.3	Escrow Guidelines	Repealed June 28, 2002.  Replaced with National Policy 46-201 Escrow for Initial Public Offerings.
4.4	Prompt Offering Qualification System	Repealed March 9, 2001 and replaced with National Instrument 41-101 Short Form Prospectus.
4.5	Commodity Pool Programs	Repealed and replaced with Multilateral Instrument 81-104 Commodity Pools effective November 1, 2002
6.2	Annual Information Form and Management's Discussion and Analysis of Financial Conditions and Results of Operations	Repealed March 15, 2001 and replaced with Local Instrument 51-501 Annual Information Forms and Management’s’ Discussion and Analysis.
Saskatchewan Local Instruments
33-501	Registrants Selling Exempt Securities	Repealed January 17, 2000. Replaced with Part 1 of Local Instrument 33-502.
Saskatchewan Policy Statements
13-601	Public Availability of Material in Commission Records	In effect June 6, 1990. Rescinded June 29, 2000. See Local Staff Notice 13-702 Access to Commission Records.
35-601	Registration of Non-Resident Individuals	In effect May 1, 2000.  Rescinded October 10, 2002 and replaced with Staff Notice 35-701 Registration of Non-Resident Individuals
Staff Notices
13-310	Securities Regulatory Authority Closed Dates 2002	Repealed June 11, 2003.  Replaced with CSA Staff Notice 13--312.
33-703	Limited Powers of Attorney and Letters of Authorization used in the Sale of Mutual Funds	Repealed. Replaced by Saskatchewan Staff Notice 81-701 in effect September 12, 2000.
33-707	Implementation of Permanent Registration in 2001	Confirmed that Saskatchewan will implement permanent registration in 2001, even though other provinces will postpone the implementation until 2002.  A new local instrument will be adopted.  Withdrawn on June 30, 2004 because it no longer applies.
33-708	Annual Delivery of Registration Fees and Documents on NRD Form 33-708	Repealed and replaced with Saskatchewan Staff Notice 33-709 on November 24, 2003
45-702	Pre-clearance of Purchasers Under the Close Friends and Close Business Associates Exemption	Set out a procedure by which staff will pre-clear the names of purchasers under the "close friends and close business associates" exemption. Withdrawn June 30, 2004
General Rulings/Orders
13-801	SEDAR	Exempted issuers from the requirements of National Instrument 13-101 SEDAR if they meet certain requirements.  Repealed June 30, 2004.  See Saskatchewan Notice 54-701 Exemption From Filing on SEDAR.
31-802	Extending Time Periods under MI 31-102 and MI 33-109	In effect April 30, 2003.  Revoked by GRO 31-803 on July 11, 2003.  Extended the time periods in which registrants are required to file certain information under the transitional provisions of MI 31-102 and MI 33-109 from May 30, 2003 to September 30, 2003
31-803	Extending Time Periods under MI 31-102 and MI 33-109	In effect July 11, 2003.  Revoked by GRO 31-804 on November 14, 2003.
31-903	Mineral Lease Brokers Exemption from subsection 59(8) of The Securities Regulations	In effect October 22, 1990.  Revoked January 18, 2002.  Granted an exemption from the requirement in subsection 59(8) of The Securities Regulations to file a directors' resolution with respect to levels of coverage under bonding and insurance.  Subsection 59(3) was repealed, and the exemption was no longer required.
43-902	Exemption from Underwriter Registration Requirements	Granted exemptions from the underwriter registration requirements in clause 27(1)(b) of the Act and clause 65(1)(d) of The Securities Regulations on certain conditions.  Revoked on June 30, 2004 because clause 27(1)(b) has been repealed.
43-903	Exemption from Membership Qualification Requirement in NI 43-101 Standards of Disclosure for Mineral Projects	Granted an exemption from the requirement in NI 43-101 that the author of a technical report be a member in good standing of a professional association subject to certain conditions.  Repealed on June 30, 2004 because it no longer applies.
44-801A	Prompt Offering Qualification System	In effect February 19, 1993. Repealed March 9, 2001.  Granted exemptions necessary to implement National Policy 47 Prompt Offering Qualification System.
44-801B	Prompt Offering Qualification System - Solicitation of Expressions of Interest	In effect March 9, 1993. Repealed March, 9, 2001. Granted exemption to permit soliciting expressions of interest in offerings under the Prompt Offering Qualification System
44-802	National Policy Statement No. 44 - Shelf Prospectus	In effect May 10, 1991. Repealed March 9, 2001. Granted exemptions for offerings under the Shelf Prospectus System under National Policy 44.
44-803	The Expedited Review of Short Form Prospectuses and Renewal Annual Information Forms	In effect June 19, 1995. Repealed March 9, 2001. Granted exemptions for offerings under the Expedited Review System.
44-804	Interim Implementation of National Instruments 44-101, 44-102 and 44-103	In effect January 15, 2001. Repealed March 9, 2001 when National Instruments 44-101, 44-102 and 44-103 came into force. Ordered that the provisions of the Act, insofar as they are inconsistent with National Instruments 44-101, 44-102 and 44-103, do not apply to offerings made in Saskatchewan pursuant to the terms of the National Instruments.
45-903	Community Bond Program	Granted registration and prospectus exemptions to facilitate offerings under the Community Bond Program on certain conditions.  Repealed on June 30, 2004 because the Community Bond Program has ended.
45-904	Trades By Issuers in Securities to Non-Employee Officers or Directors Pursuant to Security Purchase Plans	Granted registration and prospectus exemption to facilitate trades by issuers in securities to non-employee officers or directors pursuant to security purchase plans.  Revoked June 30, 2004 because it has been replaced by NI 45-105 Trades to Employees, Senior Officers, Directors and Consultants.
45-907	Trades to Employees, Executives and Consultants	In effect August 14, 2002.  Repealed on August 25, 2003.  Replaced by Multilateral Instrument 45-105 Trades to Employees, Senior Officers, Directors and Consultants which came into force on August 15, 2003.
51-902	Exemption from Certain Financial Reporting Requirements	Exempted certain issuers from certain financial reporting requirements of the Act on certain conditions.  Revoked on June 30, 2004 it has been replaced by GRO 51-906.
52-902	US GAAP and US GAAP for SEC Issuers	Granted an exemption to SEC issuers permitting them to use US GAAP and US GAAP in preparing their financial statements.  Revoked on June 30, 2004 because it has been replaced by NI 71-102
52-903	Exemption from Certain Continuous Disclosure Requirements of Finance Companies	In effect October 22, 1990.  Revoked January 18, 2002.  Granted an exemption to finance companies from the requirement in section 127 of The Securities Regulations.  Section 127 was repealed and the exemption is no longer required.
54-801	Interim financial Statements and National Policy Statement No. 41	Granted exemption to issuers under National Policy 41 from requirement to provide interim financial statements on certain conditions.  Repealed on June 30, 2004 because NP 41 has been replaced by NI 54-101.
54-901	Disclosure of Executive Compensation and Indebtedness of Directors and Senior Officers	Permited issuers to file certain documents with disclosure of executive compensation in the form required under Ontario laws, instead of the form required under the Regulations.  Revoked on June 30, 2004 because it has been replaced by NI 51-102 Continuous Disclosure Obligations.
55-801	Implementing National Instrument 55-102 SEDI	In effect on December 14, 2001.   Expired on January 31, 2002.
55-802	Order Under Section 6.1 of National Instrument 55-102	In effect February 7, 2003.  Revoked by GRO 55-803 on May 1, 2003.  Granted exemptions to issuers and insiders from the requirements of National Instrument 55-102 SEDI for the period that SEDI is not operating.
55-803	Order Under Section 6.1 of National Instrument 55-102	Granted exemptions  for the orderly implementation of SEDI on May 5, 2003. Revoked GRO 55-802 dated February 7, 2003.    Allowed SEDI issuers to file their issuer profile supplements until May 30, 2003.  Allowed insiders to file their insider reports until June 8, 2003.  Revoked June 30, 2004 because it no longer applied.
55-901	Insider Report Form	In effect June 6, 1995.  Revoked by GRO 55-903 Insider Trading Reports on October 26, 2001
55-902	Insider Reports	In effect December 3, 1996.  Revoked by GRO 55-903 Insider Trading Reports on October 26, 2001
55-903	Insider Trading Reports	In effect October 26, 2001.  Revoked by GRO 55-904 Insider Reports on August 16, 2002.
55-904	Insider Reports	In effect August 16, 2002.  Revoked by GRO 55-905 Insider Trading Reports on June 9, 2003.
91-801	Strip Bonds	Repealed on June 6, 2002 when GRO 91-906 Strip Bonds came into force.
CSA Staff Notices
31-305	Registration Streamlining System	Explained the Registration Streamlining System for salespersons registering in more than one jurisdiction.  Withdrawn May 28, 2004.  With the advent of the NRD and the uniform registration Form 33-109F4, the System is no longer necessary.
42-301 and 52-302	Dual Reporting of Financial Information	Provided guidance to issuers on staff's expectations when a Canadian reporting issuer distributes financial information prepared in accordance with accounting principles other than those generally accepted in Canada.  Withdrawn effective March 30, 2004.  Dual reporting issuers should refer to NI 52-107.
52-303	Non-GAAP Earnings Measures	Provided guidance to issuers who publish earnings measures other than those prescribed by Generally Accepted Accounting Principles.  Withdrawn November 14, 2003 and replaced with CSA Staff Notice 52-306 Non-GAAP Financial Measures.
55-303	SEDI Extension of Electronic Filing and Reporting Deadlines	Withdrawn on April 11, 2003.  See CSA Staff Notice 55-309.
55-304	System for Electronic Disclosure by Insiders (SEDI) National Instrument 55-102	Withdrawn on April 11, 2003.  See CSA Staff Notice 55-309.
55-305	Interim Requirements for Insiders and Issuers Affected By Suspension of SEDI Operation.	Withdrawn on April 11, 2003.  See CSA Staff Notice 55-309.
55-307	Reminder to File Paper Insider Reports Using the Correct Codes	Withdrawn on April 11, 2003.  See CSA Staff Notice 55-309.

 

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