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Form 7 |
Application for Amendment of Registration as Dealer, Adviser or Underwriter. |
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Form 8 |
Application for Withdrawal From Registration. |
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Form 9 |
Summons to a Witness Before a Person Designated under section 34 of the Act. |
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Form 10 |
Financial Questionnaire and Report. |
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Form 11 |
Annual Questionnaire to be Completed by a Portfolio Manager For Its Auditor. |
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Form 12 |
Application for Recognition as an Exempt Purchaser |
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Form 12.1 |
Notice of Intention to Trade in Reliance on the Exemptions in Subclauses 39(1)(cc)(iv) and 81(1)(z)(iv) of the Act. |
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Form 12.2 |
Statutory Declaration Pursuant to Paragraphs 39(1)(cc)(iv)(F) and 81(1)(z)(iv)(F) of the Act. |
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Form 13 |
Information Required in Prospectus of Industrial Company. |
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Form 14 |
Information Required in Prospectus of Finance Company. |
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Form 15 |
Information Required in Prospectus of a Natural Resource Company. |
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Form 16 |
Information Required in Prospectus of a Mutual Fund. |
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Form 17 |
Escrow Agreement. |
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Form 18 |
Acknowledgement by Transferee of Securities in Escrow. |
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Form 18.1 |
Material Change Report Pursuant to Section 80.1 of the Act. |
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Form 18.2 |
Certificate of Independent Advice. |
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Form 19 |
Report of a Trade in Reliance on Clause 81(1)(a), (b), (c), (d), (f.1), (m), (n), (s), (t), (v), (w), (bb) or (ee) of the Act. |
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Form 20 |
Report of a Trade in Reliance on Clause 81(1)(s) of the Act. |
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Form 21 |
Report Under Clause 81(7)(d) of The Act. |
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Form 22 |
Report Made Under Subsection 81(8)(e) of the Act |
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Form 23 |
Notice of Intention to Distribute Securities and Accompanying Declaration Pursuant to Paragraph 81(10)(b)(v)(A) of the Act. |
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Form 24 |
Statement of Material Facts. |
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Form 25 |
Material Change Report Under Clause 84(1)(b) of the Act. |
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Form 26 |
Annual Filing of Reporting Issuer. |
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Form 28 |
Information Circular. |
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Form 29 |
Take-over Bid Circular. |
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Form 30 |
Directors' Circular. |
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Form 31 |
Director's or Officer's Circular. |
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Form 32 |
Issuer Bid Circular. |
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Form 33 |
Notice of Intention to Make an Issuer Bid. |
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Form 34 |
Initial Report of Insider. |
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Form 35 |
Report by A Registered Owner of Securities Beneficially Owned by an Insider. |
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Form 36 |
Report Under Section 126 of the Act. |
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Form 37 |
Endorsement of Warrant. |
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Form 38 |
Statement of Executive Compensation. |
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Form 39 |
Surety Bond. |
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UTN |
Uniform Termination Notice |
