 |
|
Securities Division |
 |
Exemption Orders
2002 |
|
Parties |
Date Issued
|
|
Phoenix
Technology Services Ltd. (S. 92)
|
Dec 31, 2002
|
Assante
Asset Management Ltd. et al
S. 158)
|
Dec 20, 2002
|
|
Canaccord
Capital Corporation (NI 81-101)
|
Dec 20, 2002
|
|
Bema
Gold Corporation et al (S. 83)
|
Dec 20, 2002
|
Fidelity
Investments Canada Limited
(S. 158)
|
Dec 20, 2002
|
|
Elliott
& Page Limited (S. 122, 130)
|
Dec 20, 2002
|
|
Abitibi-Consolicated
Inc. (S. 130)
|
Dec 19, 2002
|
|
Skyjack
Inc. (S. 92)
|
Dec 19, 2002
|
|
The
Toronto-Dominion Bank and TD Capital Trust II (S.
89, 160)
|
Dec 19, 2002
|
|
Adex
Securities Inc. (S. 162)
|
Dec 19, 2002
|
|
Adex
Securities Inc. (S. 113)
|
Dec 19, 2002
|
|
iUnits
Government of Canada 5-Year Bond Fund et al (S. 113)
|
Dec 18, 2002
|
|
Pure
Gold Minerals Inc. (NI 43-101)
|
Dec 17, 2002
|
|
The
Vengrowth Advanced Life Sciences Fund Inc. (NI 81-105)
|
Dec 11, 2002
|
|
Altamira
Management Ltd. (S. 130)
|
Dec 10, 2002
|
|
The
Vengrowth II Investment Fund Inc. (S. 122)
|
Dec 6, 2002
|
|
Clearwater
Seafoods Income Fund (S. 92)
|
Dec 4, 2002
|
|
Altamira
RSP Biotechnology Fund et al (S. 122, 126, 130)
|
Nov 29, 2002
|
|
Ketch
Energy Ltd. (S. 92)
|
Nov 27, 2002
|
|
Nabors
Industries et al (S. 83, 158)
|
Oct 8, 2002
|
|
Scotia
Partners Income & Modest Growth Portfolio et al (S. 122,
126, 130)
|
Nov 28, 2002
|
|
Marshall-Barwick
Inc. (S. 92)
|
Nov 25, 2002
|
|
WestLB
AG (S. 83)
|
Nov 22, 2002
|
Working Ventures Investment Services Inc.
( NI 81-102)
|
Nov 22, 2002
|
General
Electric Capital Corporation et al
(S. 158)
|
Nov 22, 2002
|
Front Street Energy Growth Fund Inc.
( NI 81-102)
|
Nov 19, 2002
|
Royal Tax Managed Return Fund et al
( NI 81-102)
|
Nov 19, 2002
|
|
Parkland
Investment Trust (S. 92)
|
Sept 30, 2002
|
|
Glyko
Biomedical Ltd. (S. 92)
|
Nov 19, 2002
|
|
Talvest Fund Management Inc. et al (S. 71)
|
Nov 14, 2002
|
|
Nabors
Industries Ltd. et al (S. 92)
|
Nov 14, 2002
|
|
Boundary
Creek Resources Ltd. (S. 92)
|
Nov 13, 2002
|
|
HSBC
Canadian Money Market Pooled Fund et al ( NI 81-102)
|
Nov 13, 2002
|
Clarington
Canadian Core Portfolio et al
( NI 81-102)
|
Nov 12, 2002
|
|
Trinidad Drilling Ltd. (S. 92)
|
Nov 8, 2002
|
Clarington
Canadian Core Portfolio et al
(S. 122, 126, 130)
|
Nov 8, 2002
|
|
Frank Russell Canada Limited (S. 83)
|
Nov 8, 2002
|
|
Rona Inc. (S. 83)
|
Nov 7, 2002
|
|
First
Capital Realty Inc. (S. 83, 152)
|
Nov 6, 2002
|
Brandes Canadian Equity Fund et al
(NI 81-102)
|
Nov 5, 2002
|
Imperial Canadian Equity Pool et al
(NI 81-102)
|
Nov 5, 2002
|
RBC Dominion Securities Inc. (S. 160,
NI 44-101, NI 44-102)
|
Oct 31, 2002
|
ING Canadian Communications Fund et al
( NI 81-102)
|
Oct 31, 2002
|
RBC Dominion Securities Inc. (S. 160,
NI 44-101, NI 44-102)
|
Oct 29, 2002
|
|
NCE Oil & Gas (1993), (1996), (1997) Funds et al (S. 92)
|
Oct 28, 2002
|
Brandes RSP Global Equity Fund et al
( NI 81-102)
|
Oct 28, 2002
|
|
Frontiers International Equity RSP Pool et al (NI 81-102)
|
Oct 28, 2002
|
CNH
Capital Canada Receivables Trust
(S. 152, NI 44-102)
|
Oct 28, 2002
|
Brandes
Investment Partners & Co. et al
(S. 122, 126)
|
Nov 30, 2002
|
|
Case
Credit Ltd. (S. 92)
|
Nov 7, 2002
|
|
StrategicNova
Canadian Large Cap Growth Fund et al (S. 71)
|
Oct 30, 2002
|
|
Photon
Dynamics Canada Inc. (S. 92)
|
Oct 28, 2002
|
|
Geosam
Investments Limited (S. 146)
|
Oct 28, 2002
|
|
The
Canada Pension Plan Investment Board (S. 113, 130)
|
Oct 25, 2002
|
|
Imperial
Metals Corporation (MI 45-102)
|
Oct 25, 2002
|
|
360Networks
(Holdings) Ltd. (S. 83)
|
Oct 25, 2002
|
Argentum
Canadian Equity Portfolio et al
(NI 81-102)
|
Oct 23, 2002
|
|
Summit
Resources Limited (S. 92)
|
Oct 22, 2002
|
|
Multiactive
Software Inc. (S. 97)
|
Oct 21, 2002
|
|
AGF
Funds Inc. (S. 83, 160)
|
Oct 18, 2002
|
|
Brandes
RSP International Equity Fund et al (S. 122, 126)
|
Oct 17, 2002
|
Working
Ventures II Technology Fund Inc.
et al (S. 83)
|
Oct 18, 2002
|
|
The
Ulysses Group Ltd. et al (S. 113)
|
Oct 17, 2002
|
|
Rohm
and Haas Company (S. 83, 113)
|
Oct 15, 2002
|
|
Spectrum
Canadian Small-Mid Cap Fund et al (NI 81-102)
|
Oct 11, 2002
|
|
Parkland
Holdings Limited Partnership (S. 92)
|
Oct 4, 2002
|
|
TD
Canadian T-Bill Fund et al (S. 89)
|
Oct 4, 2002
|
|
Mosaic
Group Inc. (S. 130)
|
Oct 4, 2002
|
|
Grey
Wolf Exploration Inc. (S. 92)
|
Oct 4, 2002
|
|
R
Prudent Distinction Portfolio et al (S. 122, S. 126)
|
Oct 1, 2002
|
|
Novartis
Corporation (S. 83, 113)
|
Oct 1, 2002
|
|
Acclaim
Energy Trust et al (S. 83)
|
Sept 30, 2002
|
R
Prudent Distinction Portfolio et al
(NI 81-102)
|
Sept 30, 2002
|
|
The
Artic Group Inc. (S. 92)
|
Sept 30, 2002
|
|
Parkland
Industries Ltd. (S. 92)
|
Sept 30, 2002
|
Working
Ventures II Technology Fund Inc.
et al (NI 81-102)
|
Sept 27, 2002
|
|
Urbco
Inc. (S. 92)
|
Sept 27, 2002
|
|
T.G.S.
Properties Ltd. (S. 160)
|
Sept 27, 2002
|
StrategicNova
Asia-Pacific Fund et al
(NI 81-102)
|
Sept 27, 2002
|
|
StrategicNova
Managed Futures Hedge Fund et al (NI 81-102)
|
Sept 27, 2002
|
|
Canadian
Crude Separators Inc. et al (S. 83, 89, 160)
|
May 22, 2002
|
Federal Signal Corporation and Wittke Inc.
(S. 83)
|
Sept 30, 2002
|
|
BNS Split Corp. (S. 83)
|
Sept 27, 2002
|
|
CI Asian Dynasty Fund (S. 71)
|
Sept 18, 2002
|
|
Middlefield Growth Class et al (S. 89)
|
Sept 17, 2002
|
|
Storm Energy Inc. et al (S. 83)
|
Sept 13, 2002
|
|
TD Asset Management Inc. (S. 130)
|
Sept 13, 2002
|
|
Sprott Asset Management Inc. (S. 158)
|
Sept 4, 2002
|
|
R
Prudent Selection Portfolio et al (NI 81-102)
|
Sept 25, 2002
|
|
Homestake
Mining Company (S. 92)
|
Sept 25, 2002
|
|
Sentry
Select Biotechnology and Health Sciences Fund, 1999 et al (NI
81-102)
|
Sept 24, 2002
|
|
Canada
Life Securities Inc. (S. 160)
|
Sept 20, 2002
|
|
Ethical
RSP International Equity Fund et al (NI 81-102)
|
Sept 20, 2002
|
|
Ethical
RSP International Equity Fund et al (NI 81-102)
|
Sept 20, 2002
|
|
Transforce
Inc. and Transforce Income Fund (S. 83)
|
Sept 17, 2002
|
|
Liberty
Oil & Gas Ltd. (S. 92)
|
Sept 11, 2002
|
|
Aegon
Dealer Services Canada Inc. (NI 81-105)
|
Sept 10, 2002
|
|
Corsair
Exploration Inc. (S. 92)
|
Sept 9, 2002
|
TD
Canadian Money Market Fund et al
(NI 81-102)
|
Sept 13, 2002
|
|
Dundee
Realty Corporation (S. 113, Reg. 146)
|
Sept 4, 2002
|
|
Roche
Holding AG (S. 83)
|
Aug 20, 2002
|
|
Brompton
MVP Income Fund (S. 83)
|
Sept 10, 2002
|
|
3M-AIT,
Ltd. (S. 92)
|
Sept 9, 2002
|
|
Ketch
Energy Ltd. and Acclaim Energy Trust (S. 160)
|
Sept 6, 2002
|
|
Roxio,
Inc. (S. 92)
|
Sept 5, 2002
|
|
Serono
S.A. (S. 83)
|
Aug 30, 2002
|
Altamira
Precision Canadian Index Fund
(S. 122)
|
Aug 29, 2002
|
|
ARC
Energy Trust et al (S. 83)
|
Aug 28, 2002
|
|
TD
Money Market Plus Fund et al (NI 81-102)
|
Aug 27, 2002
|
|
CI
Mutual Funds Inc. et al (S. 71)
|
Aug 23, 2002
|
Credit
Union Central of British Columbia
(S. 97, 130, NI 55-102)
|
Aug 14, 2002
|
Wittke Inc. and Federal Signal Corporation
(S. 160)
|
Sept 3, 2002
|
|
Ivanhoe Cambridge I Inc. (S. 92)
|
Aug 30, 2002
|
Wellco Energy Services Inc., et al (S. 89,
S. 130, 160)
|
Aug 30, 2002
|
|
Canadian
First Financial Group Inc. (S. 92)
|
Aug 30, 2002
|
|
NCE Energy Assets (1993) Fund et al (S. 89)
|
Aug 29, 2002
|
|
BMO
Harris Canadian Conservative Equity Portfolio et al (NI
81-102)
|
Aug 29, 2002
|
|
Working Ventures Canadian Fund Inc. et al (NI 81-102)
|
Aug 28, 2002
|
|
Parkland
Income Fund (S. 83)
|
Aug 28, 2002
|
|
Bank
of America Corporation (S. 83, 113)
|
Aug 27, 2002
|
|
QSA
USA Equity Fund (S. 92)
|
Aug 27, 2002
|
|
CI
Mutual Funds Inc. et al (S. 71)
|
Aug 23, 2002
|
|
Phillips,
Hager & North Community Values Balanced Fund (NI 81-102)
|
Aug 23, 2002
|
|
Phillips, Hager & North Investment Management Ltd. et al
(S. 122, 126)
|
Aug 22, 2002
|
|
iUnits
S&P/TSX Canadian REIT Index Fund (NI 81-102)
|
Aug 20, 2002
|
|
Seamark Asset Management Ltd. (S. 160)
|
Aug 15, 2002
|
Horizon
Mondiale Hedge Fund et al
(NI 81-102)
|
Aug 12, 2002
|
Clarica Canadian Equity Index Fund (S. 122,
S. 126, 127)
|
Aug 8, 2002
|
Clarica
Canadian Equity Index Fund
(NI 81-102)
|
Aug 6, 2002
|
Investors U.S. Large Cap Value RSP Fund
et al (S. 122, 126,
127)
|
Aug 2, 2002
|
Investors
U.S. Large Cap Value RSP Fund
et al (NI 81-102)
|
Aug 2, 2002
|
Mackenzie
Universal Far East Fund et al
(NI 81-102)
|
July 31, 2002
|
|
GGOF
Centurion Global Communications Fund et al (NI 81-102)
|
July 26, 2002
|
|
Sceptre
Investment Counsel Limited (S. 83)
|
July 26, 2002
|
Mackenzie Financial Corporation et al
(S. 122, 158)
|
July 26, 2002
|
|
iUnits
S&P/TSX Canadian REIT Index Fund (NI 81-102)
|
Aug 20, 2002
|
|
Hewitt
Associates, Inc. (S. 83, 113)
|
Aug 23, 2002
|
iUnits
S&P/TSX Canadian Reit Index Fund
et al (S. 83, 160)
|
Aug 20, 2002
|
|
Cambridge
Antibody Technology Group plc (S. 92)
|
Aug 19, 2002
|
|
3982904
Canada Inc. (S. 92)
|
Aug 12, 2002
|
|
TD
Waterhouse Investor Services, Inc. (S. 83)
|
July 26, 2002
|
|
UBS
(Irl) Fund Plc (S. 44(3))
|
Aug 20, 2002
|
|
Rio
Alto Exploration Ltd. (S. 92)
|
Aug 16, 2002
|
|
Destination
Resorts Inc. (S. 92)
|
Aug 16, 2002
|
|
BMO
Investments Inc. et al (S. 126)
|
Aug 6, 2002
|
|
CIT
Group Inc. et al (S. 158)
|
July 9, 2002
|
National Bank of Treasury Bill Plus Fund
(S. 92)
|
Aug 9, 2002
|
|
MFC
Bancorp Ltd. et al (S. 83)
|
Aug 7, 2002
|
|
Sentry
Select Alternative Energy Fund et al (S. 89)
|
Aug 7, 2002
|
|
Wellco
Energy Services Inc. et al (S. 83)
|
Aug 2, 2002
|
High
Income Preferred Shares Corporation
(S. 89)
|
Aug 2, 2002
|
|
Mawer
Investment Management (S. 160)
|
July 31, 2002
|
|
Descartes
Systems Group Inc. (S. 146, 152)
|
July 30, 2002
|
|
Community
Pork Ventures Inc. (S. 113)
|
July 26, 2002
|
|
BNS Split Corp. (NI 81-102)
|
July 26, 2002
|
|
Divine, Inc. (S. 83)
|
July 26, 2002
|
|
Scotiabank
Capital Trust (S. 89, 160) |
July 26, 2002
|
|
iUnits
S&P/TSX 60 Index Participation Fund et al (S. 113) |
July 26, 2002
|
BNS
Split Corp. and Scotia Capital Inc.
(S. 122, 128) |
July 25, 2002
|
|
Tuscarora
Energy Growth Fund Inc. (S. 158) |
July 24, 2002
|
|
SNP
Health Split Corp. (S.89) |
July 23, 2002
|
Canadian
Imperial Bank of Commerce et al
(S. 89)
|
July 23, 2002
|
|
Contrans Corp. (S. 83)
|
July 19, 2002
|
|
AltaFund Investment Corp. et al (NI 81-102)
|
July 19, 2002
|
Altamira Investment Services Inc. et al
(NI 81-102)
|
July 18, 2002
|
|
Canadian
Imperial Bank of Commerce (S. 71)
|
July 15, 2002
|
|
GE
Capital Canada Funding Company et al (S. 89, 97, 130, 160
and NI
44-101)
|
June 21, 2002
|
|
Burlington
Resources Canada Ltd. (S. 160)
|
July 26, 2002
|
|
Lasmo PLC (S. 92)
|
July 25, 2002
|
|
Voxcom
Incorporated (S. 83)
|
July 24, 2002
|
|
Flock
Resources Ltd. (S. 83)
|
July 22, 2002
|
|
High
Income Principal and Yield Securities Corporation (S. 89)
|
July 18, 2002
|
|
Shoppers
Drug Mart Corporation (S. 83)
|
July 12, 2002
|
|
Teva Pharmaceutical Industries Ltd. (S. 83)
|
July 8, 2002
|
|
Core Canadian Equity Fund et al (S. 92)
|
July 3, 2002
|
|
Scotia Discount Brokerage Inc. et al (S. 158)
|
Apr 30, 2002
|
|
CPL
Long Term Care Real Estate Investment Trust (S. 92)
|
July 12, 2002
|
|
CanDeal.ca
Inc. (NI 21-101)
|
July 12, 2002
|
|
Scotia Cassels Investment Counsel Limited et al (NI 81-102)
|
July 10, 2002
|
|
TD
Select Canadian Growth Index Fund et al (NI 81-102)
|
July 10, 2002
|
|
Scotia
Cassels Investment Counsel Limited (S. 127)
|
July 10, 2002
|
|
United
Inc. (S. 92)
|
July 8, 2002
|
|
Parkland
Income Fund et al (S. 83)
|
July 4, 2002
|
|
NCE
Strategic Energy Fund (S. 83)
|
July 10, 2002
|
|
HSBC Capital Canada Fund V Limited Partnership (F12) |
July 9, 2002
|
|
HSBC Capital Canada Fund IV Limited Partnership (F12) |
July 9, 2002
|
|
Mulvihill Capital Management Inc. (S.160)
|
July 9, 2002
|
|
CIBC
World Markets Inc. (S. 158)
|
July 5, 2002
|
|
United Overseas Bank Limited (S. 83)
|
July 5, 2002
|
|
Trizechahn
Holdings Ltd. (S. 92))
|
July 3, 2002
|
|
National
Bank of Canada (Reg 15)
|
June 25, 2002
|
|
TD Securities Inc. (Reg 15)
|
June 25, 2002
|
CMP
2002 Resource Limited Partnership
(S. 89)
|
July 3, 2002
|
TD
Private International Bond Fund et al
(S. 92)
|
June 28, 2002
|
|
Working
Ventures Investment Services Inc. (S. 160)
|
June 27, 2002
|
Crystal
Enhanced Index RSP Fund et al
(NI 81-102)
|
June 27, 2002
|
|
Royal
Canadian Index Fund et al (NI 81-102)
|
June 27, 2002
|
|
Rio
Alto Exploration Ltd. and Canadian Natural Resources
Limited (S.
160)
|
June 26, 2002
|
|
C.I.
Fund Management Inc. (NI 81-102)
|
June 26, 2002
|
|
Rio
Alto Exploration Ltd. (S. 83)
|
June 26, 2002
|
|
CRS
II Preferred NT Trust (S. 92)
|
June 25, 2002
|
|
Compass
Income Fund (S. 83)
|
June 25, 2002
|
|
Fort
Chicago Energy Partners L.P. (S. 83)
|
June 19, 2002
|
|
Fidelity
Investments Canada Limited (S. 158)
|
June 25, 2002
|
|
UEX Corporation (NI 43-101)
|
June 25, 2002
|
|
Provident
Energy Ltd. (S. 92)
|
June 21, 2002
|
|
CRS
Robotics Corporation (S. 92)
|
June 20, 2002
|
|
Coastal
Income Corp. (S. 122, 130)
|
June 18, 2002
|
|
Kinross
Gold Corporation (NI 43-101)
|
June 17, 2002
|
|
Milit-Air
Inc. (S. 83)
|
June 14, 2002
|
|
Legend
Money Market Pool (NI 81-102)
|
June 12, 2002
|
Fidelity
Capital Structure Corp. - Fidelity Canadian Short Term Income
Class
(NI 81-102)
|
June 12, 2002
|
University
Avenue Balanced Fund et al
(NI 81-102) |
June 10, 2002
|
|
Franklin
Templeton Balanced Income Portfolio (NI 81-102) |
June 7, 2002
|
GGOF
Guardian Canadian Bond Fund
(NI 81-102)
|
June 6, 2002
|
Georgian
Global 24 Fund et al 5.5(1)(b)
(NI 81-102)
|
June 19, 2002
|
|
Fidelity
Investments Canada Limited (S. 160)
|
June 18, 2002
|
|
Mavrix
American Growth Fund (S. 71)
|
June 18, 2002
|
|
Drug
Royalty Corporation Inc. (S. 92)
|
June 17, 2002
|
|
C.S.T. Investors Inc., Fidelity Intermediary Services Company Ltd. et al
|
June 17, 2002
|
|
Adobe
Systems International Limited Partnership (S. 92)
|
June 14, 2002
|
|
Bell
Canada International Inc. (S. 97)
|
June 14, 2002
|
|
Everett John Kearley (S. 83, 158)
|
June 14, 2002
|
Georgian
Global 24 Fund et al 5.5(2)
(NI 81-102)
|
June 13, 2002
|
|
Roxio-MGI Holding Corp. (S. 92)
|
June 13, 2002
|
|
TD
Asset Management Inc. (S. 83)
|
June 12, 2002
|
|
Dundee
Securities Corporation (NI 81-105)
|
June 11, 2002
|
|
Vivendi
Universal Canada Inc. (S. 83)
|
June 11, 2002
|
|
Placer
Dome Inc. and Placer Dome Asia Pacific Limited (S.
113, NI 43-101)
|
June 10, 2002
|
|
Casurina
Performance Fund (S. 83)
|
June 6, 2002
|
|
Jacobs
Engineering Group Inc. (S. 83)
|
Jun e 4, 2002
|
|
| | | |
