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Securities Division |
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Notice |
GRO 31-801 Implementing National Registration Database
On February 12, 2003, the Director of the Securities Division of
the Saskatchewan Financial Services Commission made General
Ruling/Order 31-801 Implementing the National Registration
Database ("GRO 31-801"). GRO 31-801 exempts the
following Saskatchewan firms from complying with Multilateral
Instrument 31-102 National Registration Database ("MLI
31-102"):
- mineral lease brokers;
- securities issuers registered under the provisions of
General Ruling/Order 31-902 Saskatchewan Small Business
Security Issuers; and
- advisers who are restricted to providing advice only to name
funds.
MLI 31-801 requires firms and individuals to submit certain
information, including applications for individual registration,
through the NRD.
February 12, 2002
Contact:
Barbara Shourounis
Director, Securities Division
Saskatchewan Financial Services Commission
306-787-5842
bshourounis@sfsc.gov.sk.ca
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