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Securities Division |
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Documents Posted Week of
May 24, 2004 |
Notices
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May 28, 2004
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National
Instrument 81-106 Investment Fund Continuous Disclosure
Notice
and Request for Comment
Appendix
B - Summary of Comments on NI 81-106 published for comment
September 23, 2002
Final
Report for OSC prepared by COMPAS Inc.
Appendix
C - Consequential Amendments to NI 81-101 Mutual Fund
Prospectus Disclosure, Companion Policy and forms
Appendix
D - Consequential Amendments to NI 81-102 Mutual Funds
and Companion Policy
Appendix
E - Consequential Amendments to NI 13-101 SEDAR
Appendix
F - Consequential Amendments to MI 81-104 Commodity Pools
and Companion Policy
Appendix
G - Consequential Amendments to MI 51-102 Continuous
Disclosure Obligations
Appendix
H - Consequential Amendments to NI 52-107 Acceptable
Accounting Principles, Auditor Standards and Reporting Currency
National
Instrument 81-106 Investment Fund Continuous Disclosure
Companion
Policy to NI 81-106
Form
81-106F1 Contents of Annual and Interim Management Report of
Fund Performance
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May 28, 2004
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Proposed
Exemptions for Certain Capital Accumulation Plans
CSA
Notice 81-405 Request for Comment
Proposed
Registration and Prospectus Exemption for Trades in Certain
Capital Accumulation Plans
Appendix
A - Report of Exempt Distribution for Certain Mutual Fund
Securities under the Capital Accumulation Plan Exemption
Guidelines
for Capital Accumulation Plans
Summary
of Comments on Proposed Guidelines
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May 26, 2004
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Commission
orders Manitou Springs group of companies to pay administrative
penalties
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May 25, 2004
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Order
Recognizing the MFDA Is Amended and Restated
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May 25, 2004
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Commission
Regulations Amending NI 21-102 and 23-101 Come Into Force on May
20, 2004
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May 25, 2004
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Test Your
Financial I.Q. Grand Prize goes to young Quebecer
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Instruments Published for Comment
Enforcement Orders
Hearings, Settlements and Decisions
Exemption Orders
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May 21, 2004
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TD
Waterhouse Canada Inc. (S. 83, 160)
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May 21, 2004
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Devon
Energy Corporation et al (NI 51-101)
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May 20, 2004
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IPC
Financial Network Inc. (S. 92)
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May 17, 2004
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HSBC
Canada Asset Trust et al (MI 52-109)
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May 17, 2004
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4221079
Canada Inc. (S. 92)
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May 17, 2004
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TD
Capital Trust (MI 52-109)
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May 14, 2004
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Sun
Life Financial Inc. et al (MI 52-109)
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May 14, 2004
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BNS
Capital Trust (MI 52-109)
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May 14, 2004
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RBC
Capital Trust (MI 52-109)
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May 14, 2004
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Sleeman
Breweries Ltd. (S. 113)
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May 12, 2004
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Allstream
Inc. (S. 97)
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May 12, 2004
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Transalta
Corporation et al (S. 83)
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Feb 5, 2004
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Acclaim
Resources Partnership (S. 92)
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Sept 29, 2003
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UBS
Global Asset Management (Canada) Co. et al
(S. 122, 130)
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