Documents Posted Week of November 24, 2003

Notices

Nov 24, 2003	GRO 33-904 Permanent Registration System and the National Registration Database
Nov 24, 2003	Saskatchewan Staff Notice 33-709 Annual Delivery of Registration Fees and Documents replaces Staff Notice 33-708
Nov 24, 2003	CSA Staff Notice 52-306 Non-GAAP Financial Measures

Instruments Published for Comment

None

Enforcement Orders

July 22, 2003

HMS Financial Inc. (Temporary Order)

Hearings, Settlements and Decisions

 

Exemption Orders

Nov 26, 2003	Legg Mason Liquidity Plus Pool (S. 92)
Nov 21, 2003	Crescent Point Energy Trust (S. 83)
Nov 19, 2003	Cyclical Split NT Corp. (NI 81-102)
Nov 18, 2003	Harmony Americas Small Cap Equity Pool  et al (S. 71)
Nov 17, 2003	National Bank Monthly Income Fund (NI 81-102)
Nov 17, 2003	The Vengrowth Advanced Life Sciences Fund Inc. (S. 71)
Nov 5, 2003	Assante Corporation and Loring Ward International Ltd. (S. 83)
Oct 31, 2003	Wells Fargo & Company and Wells Fargo Financial Canada Corporation (S. 89, 97, 130, 160 and NI 44-101)
Oct 14, 2003	Desjardins Investment Management Inc. (S. 71)
Oct 10, 2003	Allianz Educational Foundation (S. 89)
Sept 2, 2003	Crescent Point Energy Ltd. et al (S. 83, 89)