|
Securities Division |
 |
Documents Posted Week of
December 1, 2003 |
Notices
| Dec
1, 2003 |
CSA
Request for Comment Notice 51-402 - Illegal Insider Trading
in Canada: Recommendations on Prevention, Detection
and Deterrence Report
Notice
Task Force Report
|
Instruments Published for Comment
Enforcement Orders
Hearings, Settlements and Decisions
Exemption Orders
|
Dec 1, 2003
|
Cartier
Partners Financial Group Inc. et al (Reg 15)
|
|
Dec 1, 2003
|
Industrial
Alliance Insurance and Financial Services Inc. (Reg 15)
|
|
Nov 28, 2003
|
New
ASAT (Finance) Limited (S. 44(3))
|
|
Nov 28, 2003
|
Assante
Corporation (S. 92)
|
|
Nov 27, 2003
|
Ethical
Funds Inc. and Ethical Funds (NI 81-102)
|
|
Nov 27, 2003
|
Cartier
Mutual Funds Inc. et al (NI 81-102)
|
|
Nov 26, 2003
|
Mackenzie
Financial Corporation et al (NI 81-102)
|
|
Nov 24, 2003
|
BMO
Nesbitt Burns Inc. and Cyclical Split NT Corp.
(S. 83, 128)
|
|
Oct 31, 2003
|
Global
Thermoelectric Inc. (S. 89, 97, 130)
|
|
Oct 31, 2003
|
Global
Thermoelectric Inc. (S. 160)
|
|
|
|
|
